Josh M. Patrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Josh Martin Patrick, CFP® was a registered financial professional .
Josh is a previously registered financial professional and started their career in finance in 1996. Josh had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
January 3, 2023 - November 4, 2025
STAGE 2 PLANNING PARTNERS LLC
September 26, 2016 - April 13, 2023
STAGE 2 PLANNING PARTNERS
April 21, 2016 - September 28, 2016
KESTRA ADVISORY SERVICES, LLC
February 9, 1999 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
October 22, 1998 - September 28, 2016
KESTRA INVESTMENT SERVICES, LLC
November 19, 1997 - October 28, 1998
NATHAN & LEWIS SECURITIES, INC.
February 15, 1996 - November 14, 1997
ROBERT W. BAIRD & CO. INCORPORATED
February 15, 1996 - November 14, 1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STAGE 2 PLANNING PARTNERS LLC
CRD#: 323281 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 99,405,560 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
