HF
Howard M. Feldman
MARCH CAPITAL
HIGHLAND PARK, IL
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CRD#: 2701010
HF
Professional summary
Howard Michael Feldman is a registered financial advisor currently at MARCH CAPITAL CORP. located in Highland Park, Illinois.
Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Howard has worked at 6 firms and has passed the Series 63, Series 99TO, Series 62, Series 6TO, Series 52TO, Series 72, Series 22TO, Series 79TO, Series 82TO, Series 42, SIE, Series 7, Series 26, Series 39 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Feldman Advisors LLC - Managing Director - 08/01/2008 - Highland Park, IL - 130hrs/mo - 130hrs/mo during Business Hrs - Yes Business Related - Investment Banking, Advisory, Insurance - Originate and execute non-securities transactions and advise on fixed income and other investments - Fees Publications International Ltd. - Advisor - 01/01/2017 - Morton Grove, IL - 5hrs/mo - 5hrs/mo during Business Hrs - Yes Business Related - Advise on business, investment maters - advise on portfolio allocation, investment managers, other strategic planning - Salary RAM VC Management, LLC - investment related; Chicago IL; management of an investment fund; Manager; 4/29/2025 start date; 1 hour per month all during business hours; management of eFi Capital Partners, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Howard Michael Feldman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Howard Michael Feldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2020 - Present
MARCH CAPITAL CORP.
RIA
BD
CRD#: 24142
HIGHLAND PARK, IL
Current
March 10, 2010 - Present
MARCH CAPITAL CORP.
RIA
BD
CRD#: 24142
Skokie, IL
Past
July 1, 2003 - July 14, 2008
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
CHARLOTTE, NC
Past
October 1, 1999 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
September 17, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
May 21, 1998 - August 11, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 22, 1996 - April 27, 1998
BANC ONE CAPITAL MARKETS, INC.
BD
CRD#: 23065
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(3/10/2010)
IAR
Illinois(4/23/2020)
RR
North Carolina(3/10/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 42
Date: 1/2/2023
Registered Options Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MARCH CAPITAL CORP.
ANGELSTREET SECURITIES, INC. | MARCH CAPITAL CORP. | GRANT SECURITIES, L.P. | GLENWOOD SECURITIES CORP.
CRD#: 24142 / SEC#: , 8-41173
Illinois
Registered Investment Advisory firm - SEC (10/29/1996 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 E Randolph St Suite 5100, Chicago, IL 60601
Mailing Address
200 E Randolph St Suite 5100, Chicago, IL 60601-6528
Phone number
(312) 443-8404
Established
Illinois since 09/05/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICE, RICHARD JAY | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 725697 |
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 83,479,520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
