Jonathan E. Marshall

DG WEALTH

VENICE, FL 34285

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CRD#: 2700912

Professional summary

Jonathan Edward Marshall, who also goes by John Edward Marshall II, John Marshall, Johnny Edward Marshall, Johnny Marshall, Jonathan Edward Marshall Jr, is a registered financial advisor currently at DG WEALTH located in Venice, Florida.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jonathan has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Edward Marshall Ii | John Marshall | Johnny Edward Marshall | Johnny Marshall | Jonathan Edward Marshall Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MARSHALL FINANCIAL LLC DBA DG ADVISORS; INVESTMENT RELATED: YES; 333 S TAMIAMI TRL, SUITE 279 VENICE, FL 34285; INSURANCE; OWNER; JANUARY 2008; 20 HRS/MO; 20HRS/MO DURING SECURITY TRADING HOURS; OFFERS ACCIDENT & HEALTH INSURANCE, LONG TERM CARE, DISABILITY INSURANCE, FIXED AND INDEXED ANNUITIES, LIFE SETTLEMENTS, & TRADITIONAL LIFE INSURANCE. 2) DG INSURANCE; INVESTMENT RELATED: YES; 211 GRANDVIEW DR. STE 230, FT. MITCHELL, KY 41017; INSURANCE; PARTNER; SEPTEMBER 2019; 2HRS/MO; 2HRS/MO DURING SECURITY TRADING HOURS; TRADITIONAL HEALTH INSURANCE BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Edward Marshall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2023 - Present

DG WEALTH

Office #1: 333 Tamiami Trail S Suite 221, Venice, FL 34285

RIA

CRD#: 325150

VENICE, FL

Past

September 22, 2022 - December 7, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Venice, FL

Past

May 11, 2009 - September 15, 2022

OSAIC FS, INC.

RIA

CRD#: 3870

Fort Mitchell, KY

Past

January 25, 2006 - September 15, 2022

OSAIC FS, INC.

CRD#: 3870

Fort Mitchell, KY

Past

August 31, 2004 - December 31, 2005

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

July 1, 2002 - August 30, 2004

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

November 9, 1998 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Past

April 29, 1998 - September 21, 1998

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

March 14, 1996 - April 28, 1998

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/22/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/28/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/13/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DG WEALTH

DG WEALTH | DG WEALTH LLC

CRD#: 325150 / SEC#:

Florida

Registered Investment Advisory firm - (9/29/2023 Approved)

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Contact information

Main Address

333 Tamiami Trail S Suite 221, Venice, FL 34285

Mailing Address

Phone number

(941) 584-3320

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 6,106,912

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan E. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Edward Marshall's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

OSAIC FS, INC.

OSAIC FS, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

1717 CAPITAL MANAGEMENT COMPANY

LUTHERAN BROTHERHOOD SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/2009

Series 63

Date: 3/22/1996

Series 7TO

Date: 3/28/2019

SIE

Date: 10/1/2018

Series 6

Date: 3/13/1996

Current Firm

DG WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DG WEALTH

TRUST BUT VERIFY

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