Louis J. Melone

MELONE PRIVATE WEALTH

AUBURN HILLS, MI 48326

Some features on this profile are disabled

CRD#: 2700797

Professional summary

Louis J Melone, CFP®, who also goes by Louis James Melone Jr, is a registered financial advisor currently at MELONE PRIVATE WEALTH, LLC located in Auburn Hills, Michigan.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Louis has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.

Question & Answer

What are your service offerings?

Business Succession Planning

Estate Planning

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Louis James Melone Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Sales; same address; Non-investment related; Approximately 10% of time during the month 2. 1/14/2021 - Melone Private Wealth 401(k) Profit Sharing Plan - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Started 01/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 1/19/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Writing a Book - Author - Started 08/01/2020 - 10 Hours Per Month/0 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis J Melone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

December 9, 2020 - Present

MELONE PRIVATE WEALTH, LLC

Office #1: 3121 University Drive Suite 180, Auburn Hills, MI 48326

RIA

CRD#: 311638

AUBURN HILLS, MI

Past

June 20, 2017 - September 16, 2021

LPL FINANCIAL LLC

CRD#: 6413

AUBURN HILLS, MI

Past

June 19, 2017 - January 7, 2021

BUDD, MELONE & CO. LLC

RIA

CRD#: 288233

AUBURN HILLS, MI

Past

May 22, 2009 - June 20, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

AUBURN HILLS, MI

Past

May 22, 2009 - June 20, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

AUBURN HILLS, MI

Past

August 17, 2001 - May 28, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BLOOMFIELD HILLS, MI

Past

February 27, 1996 - August 23, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MELONE PRIVATE WEALTH, LLC

CRD#: 311638 / SEC#: 801-119965

RIA

Registered Investment Advisory firm - (12/9/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/14/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/23/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/20/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 8/20/2009

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 8/10/2009

General Securities Sales Supervisor - General Module Examination

Current Firm

MELONE PRIVATE WEALTH, LLC

CRD#: 311638 / SEC#: 801-119965

RIA

Registered Investment Advisory firm - (12/9/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3121 University Drive Suite 180, Auburn Hills, MI 48326

Mailing Address

3121 University Drive Suite 180, Auburn Hills, MI 48326

Phone number

(877) 293-5830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MELONE PRIVATE WEALTH FORM ADV2A ("DISCLOSURE BROCHURE") ADV 2B ("BROCHURE SUPPLEMENTS") AND APPENDIX 1 ("WRAP FEE BROCHURE") (1/14/2025)

Regulatory assets under management

Total Number of Accounts	554
AUM (Assets Under Management)	$ 246,335,680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Jack Jerzewski

LPL ENTERPRISE, LLC

IAR

TROY, MI

Lyndon Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

IAR

Farmington Hills, MI

Michael Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Louis J. Melone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis J Melone's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

BUDD, MELONE & CO. LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MELONE PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/14/2009

Series 63

Date: 1/31/1996

SIE

Date: 10/1/2018

Series 31

Date: 2/23/2004

Series 7

Date: 2/20/1996

Series 9

Date: 8/20/2009

Series 10

Date: 8/10/2009

Current Firm

MELONE PRIVATE WEALTH, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MELONE PRIVATE WEALTH, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors