Steven K. Wilkes

HUTCHINSON CAPITAL MANAGEMENT

San Rafael, CA 94901

Some features on this profile are disabled

CRD#: 2700539

Professional summary

Steven Kelley Wilkes, who also goes by Steven K. Wilkes, is a registered financial advisor currently at HUTCHINSON CAPITAL MANAGEMENT located in San Rafael, California.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Steven has worked at 3 firms and has passed the Series 66 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven K. Wilkes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Kelley Wilkes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2012 - Present

HUTCHINSON CAPITAL MANAGEMENT

Office #1: 1101 Fifth Avenue Suite 160, San Rafael, CA 94901

RIA

CRD#: 106158

San Rafael, CA

Past

February 24, 2005 - December 31, 2011

HUTCHINSON CAPITAL MANAGEMENT

RIA

CRD#: 106158

LARKSPUR, CA

Past

December 4, 2002 - June 10, 2003

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAN FRANCISCO, CA

Past

May 2, 2001 - June 10, 2003

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

January 12, 2001 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUTCHINSON CAPITAL MANAGEMENT

HUTCHINSON CAPITAL MANAGEMENT | HUTCHINSON CAPITAL MANAGEMENT LLC

CRD#: 106158 / SEC#: 801-48519

RIA

Registered Investment Advisory firm - (2/17/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/26/2012)

IAR

Texas
(1/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 2

Date: 12/18/1995

Non-Member General Securities Examination

Current Firm

HUTCHINSON CAPITAL MANAGEMENT

HUTCHINSON CAPITAL MANAGEMENT | HUTCHINSON CAPITAL MANAGEMENT LLC

CRD#: 106158 / SEC#: 801-48519

RIA

Registered Investment Advisory firm - (2/17/1995 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1101 Fifth Avenue Suite 160, San Rafael, CA 94901

Mailing Address

Phone number

(415) 464-5650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HUTCHINSON CAPITAL FORM ADV PARTS 2A AND 2B OCTOBER 2025 (10/10/2025)

Regulatory assets under management

Total Number of Accounts	744
AUM (Assets Under Management)	$ 883,341,656

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/26/2025	Cover Page	Report
02/25/2025	Cover Page	Report
10/12/2023	Cover Page	Report
01/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven K. Wilkes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Kelley Wilkes's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUTCHINSON CAPITAL MANAGEMENT

HUTCHINSON CAPITAL MANAGEMENT

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

Primary Firm SEC Registration

HUTCHINSON CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2002

Series 2

Date: 12/18/1995

Current Firm

HUTCHINSON CAPITAL MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUTCHINSON CAPITAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors