Ronald T. Firebaugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Todd Firebaugh, who also goes by Todd Firebaugh, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1996. Ronald had worked at 3 firms and has passed the Series 66, Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2012 - August 15, 2012
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
December 9, 2011 - December 31, 2011
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
May 20, 2004 - August 15, 2012
PIPER SANDLER & CO.
March 5, 1996 - July 6, 2001
U.S. BANCORP INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
CRD#: 145876 / SEC#: 801-68637
Contact information
Red Flags
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