Jarrod S. Yuster

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CRD#: 2700159

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jarrod Seth Yuster was a registered financial professional .

Jarrod is a previously registered financial professional and started their career in finance in 1996. Jarrod had worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 8, 2016 - September 29, 2017

PQT SERVICES LLC

CRD#: 282083

New York, NY

Past

September 17, 2009 - June 14, 2016

PICO QUANTITATIVE TRADING LLC

CRD#: 118639

NEW YORK, NY

Past

March 7, 2006 - July 7, 2006

WAVE SECURITIES, LLC

CRD#: 43705

NEW YORK, NY

Past

September 9, 2004 - April 28, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

May 16, 2002 - April 28, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 27, 2001 - April 15, 2002

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

May 16, 2000 - June 19, 2001

EPOCH SECURITIES, INC.

CRD#: 103899

SOUTHBOROUGH, MA

Past

October 12, 1998 - April 25, 2000

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

March 2, 1998 - October 12, 1998

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

July 15, 1997 - March 10, 1998

NATWEST SECURITIES CORPORATION

CRD#: 18238

NEW YORK, NY

Past

February 23, 1996 - May 22, 1997

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/29/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/12/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 10/8/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/22/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/27/2004

General Securities Principal Examination

Current Firm

PQT SERVICES LLC

PICO FINANCIAL TECHNOLOGIES LLC | PQT SERVICES LLC

CRD#: 282083 / SEC#: , 8-69700

Terminated by SEC on 11/28/2017

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 04/23/2013

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
PICO QUANTITATIVE TRADING HOLDINGS LLC	MEMBER
YUSTER, JARROD SETH	CEO	2700159
BRADLEY, KENNETH O	FINANCIAL OPERATIONS PRINCIPAL CFO	2800591
OMARA, PATRICE AGNES	CHIEF COMPLIANCE OFFICER	1544140

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jarrod S. Yuster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PICO QUANTITATIVE TRADING LLC

WAVE SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS CAPITAL MARKETS L.P.

EPOCH SECURITIES, INC.

BANC OF AMERICA SECURITIES LLC

DEUTSCHE BANK SECURITIES INC.

NATWEST SECURITIES CORPORATION

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/29/1996

SIE

Date: 9/29/2017

Series 3

Date: 3/12/2012

Series 55

Date: 10/8/2001

Series 7

Date: 2/22/1996

Series 24

Date: 1/27/2004

Current Firm

PQT SERVICES LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

PQT SERVICES LLC

TRUST BUT VERIFY

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