Thomas A. Scarbrough
Professional summary
Thomas Alexander Scarbrough, CFP®, who also goes by Alex Alexander Scarbrough, Alex Scarbrough, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Austin, Texas and FIDELITY BROKERAGE SERVICES LLC located in Austin, Texas.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Thomas has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Alexander Scarbrough's CRS (Customer Relationship Summary).
Certified licenses
Education
Vanderbilt University
Bachelor of Science (BS) - Business Admninstration and Human Resource Development
1995
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 11501 Alterra Pkwy Ste 115 & 500, Austin, TX 78758March 16, 2006 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 11501 Alterra Pkwy Ste 115 & 550, Austin, TX 78758July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 30, 2007 - July 13, 2018
STRATEGIC ADVISERS LLC
May 11, 2005 - January 31, 2006
BNY MELLON SECURITIES CORPORATION
November 30, 2004 - January 31, 2006
BNY MELLON SECURITIES CORPORATION
March 5, 2004 - August 30, 2004
STERNE, AGEE & LEACH, INC.
July 27, 1999 - October 2, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 1998 - October 2, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 26, 1996 - January 12, 1998
D. H. BLAIR & CO., INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2016)
(1/10/2018)
(1/8/2018)
(1/5/2015)
(1/7/2013)
(11/22/2011)
(11/21/2011)
(3/11/2022)
(1/10/2019)
(3/8/2021)
(9/30/2025)
(2/16/2021)
(1/7/2019)
(3/29/2023)
(4/28/2020)
(1/28/2017)
(3/9/2022)
(1/6/2016)
(7/30/2025)
(1/13/2016)
(1/5/2019)
(12/11/2019)
(6/30/2025)
(11/8/2023)
(1/7/2013)
(4/24/2020)
(7/19/2007)
(3/31/2025)
(6/7/2021)
(1/8/2015)
(4/23/2020)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Austin, TXTRUST BUT VERIFY
Monitor Thomas Scarbrough
Get automatic monthly alerts on:
