Matthew J. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew John King JR was a registered financial advisor .
Matthew is a previously registered financial advisor and started their career in finance in 1970. Matthew had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2014 - April 11, 2017
ALLIED MILLENNIAL PARTNERS, LLC
February 26, 2010 - March 17, 2014
NATIONAL SECURITIES CORPORATION
October 10, 2006 - December 31, 2008
GUNNALLEN FINANCIAL, INC
April 19, 2006 - January 16, 2009
GUNNALLEN FINANCIAL, INC
January 2, 2004 - May 11, 2006
S.W. BACH & COMPANY
May 24, 1999 - December 19, 2003
CITICORP INVESTMENT SERVICES
December 16, 1997 - May 25, 1999
FLEET ENTERPRISES, INC.
August 15, 1997 - December 3, 1997
CHASE INVESTMENT SERVICES CORP.
May 14, 1996 - May 28, 1997
PFS INVESTMENTS INC.
July 5, 1995 - February 13, 1996
VOYA FINANCIAL PARTNERS, LLC
May 24, 1988 - August 22, 1994
TOWER SQUARE SECURITIES, INC.
July 26, 1984 - May 23, 1988
OSAIC FS, INC.
February 16, 1970 - July 20, 1977
ALLSTATE ENTERPRISES MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/7/1970
Registered Representative ExaminationCurrent Firm
ALLIED MILLENNIAL PARTNERS, LLC
CRD#: 16569 / SEC#: , 8-34176
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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