Martin Jaksa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Jaksa was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1996. Martin had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2010 - January 23, 2015
FOOTHILL SECURITIES, INC.
September 9, 2010 - January 23, 2015
FOOTHILL SECURITIES, INC.
September 26, 2008 - September 3, 2010
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
September 26, 2008 - September 3, 2010
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
September 23, 2005 - August 18, 2008
KELMOORE INVESTMENT COMPANY, INC.
January 14, 2002 - August 18, 2008
KELMOORE INVESTMENT COMPANY, INC.
April 27, 2001 - November 5, 2001
ASSETMARK CAPITAL CORPORATION
November 3, 1999 - November 19, 1999
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 19, 1997 - April 12, 1999
CAL FED INVESTMENTS
January 18, 1996 - September 18, 1997
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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