Lorraine A. Craig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorraine Allison Craig, CFP®, who also goes by Lorri Craig, Lorraine Morgan, Lorri Morgan, was a registered financial professional .
Lorraine is a previously registered financial professional and started their career in finance in 1996. Lorraine had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008
Experience
August 24, 2020 - January 17, 2024
BERGER FINANCIAL GROUP
October 23, 2015 - August 24, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 23, 2015 - August 24, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 14, 2008 - October 23, 2015
1ST GLOBAL ADVISORS INC
November 4, 2008 - October 23, 2015
1ST GLOBAL CAPITAL CORP.
August 16, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 16, 2006 - November 6, 2008
MSI FINANCIAL SERVICES, INC.
December 21, 2001 - August 10, 2006
EQUITY SERVICES, INC.
January 27, 2000 - August 10, 2006
EQUITY SERVICES, INC.
January 11, 1999 - January 26, 2000
WALNUT STREET SECURITIES, INC.
December 11, 1996 - January 8, 1999
OSAIC WEALTH, INC.
February 23, 1996 - December 12, 1996
WALNUT STREET SECURITIES, INC.
Primary Firm SEC Registration
BERGER FINANCIAL GROUP
CRD#: 308174 / SEC#: 801-118923
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERGER FINANCIAL GROUP
CRD#: 308174 / SEC#: 801-118923
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,333 |
| AUM (Assets Under Management) | $ 2,500,753,183 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
