SC
Sean P. Craig
IPI WEALTH MANAGEMENT
BLOOMINGTON, IL 61701
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CRD#: 2699615
SC
Professional summary
Sean Patrick Craig is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Bloomington, Illinois and INVESTMENT PLANNERS, INC. located in Bloomington, Illinois.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Sean has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OWNER/MANAGER- CRAIG PROPERTIES RESIDENTIAL APARTMENTS - P.O. BOX 725 BLOOMINGTON, IL 61702. WORKS LESS THAN 5 HOURS A MONTH SINCE 08/1994. NO HOURS SPENT DURING TRADING HOURS. 2. ALLIANZ LIFE - FIXED INDEXED ANNUITY TRAILS, SERVICE ONLY. 1 HOUR A MONTH, NONE DURING TRADING HOURS. 3. INSURANCE DESIGN NETWORK- Insurance Sales- 4-5 hours a month during trading hours. Will be working with Aaron Hays on insurance and long term care sales. 4. YOUNG MEN'S CLUB, DBA-YOUTH OPPORTUNITIES FOUNDATION BOARD. POSITION - President. NOT INVESTMENT RELATED. 1 HOURS PER MONTH DURING MARKET HOURS, 1 HOURS PER MONTH NON-MARKET HOURS. THIS IS A VOLUNTARY POSITION. START DATE: 7/30/2023.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Patrick Craig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2016 - Present
IPI WEALTH MANAGEMENT, INC.
Office #1: 207 W. Jefferson Street #101, Bloomington, IL 61701RIA
CRD#: 111872
BLOOMINGTON, IL
Current
May 2, 2016 - Present
INVESTMENT PLANNERS, INC.
Office #1: 207 W. Jefferson St. #101, Bloomington, IL 61701BD
CRD#: 18557
Bloomington, IL
Past
June 30, 2015 - May 4, 2016
OSAIC WEALTH, INC.
RIA
CRD#: 23131
BLOOMINGTON, IL
Past
March 6, 2015 - May 4, 2016
OSAIC WEALTH, INC.
BD
CRD#: 23131
BLOOMINGTON, IL
Past
May 13, 2003 - May 12, 2015
FIRST MIDWEST SECURITIES, INC.
RIA
CRD#: 21786
BLOOMINGTON, IL
Past
May 12, 2003 - May 12, 2015
FIRST MIDWEST SECURITIES, INC.
BD
CRD#: 21786
BLOOMINGTON, IL
Past
August 29, 2000 - April 4, 2003
NATCITY INVESTMENTS, INC.
RIA
CRD#: 17490
PEORIA, IL
Past
August 4, 1998 - April 4, 2003
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
CLEVELAND, OH
Past
January 29, 1997 - December 31, 2001
NATCITY INSURANCE SERVICES, INC.
BD
CRD#: 16989
CLEVELAND, OH
Past
May 15, 1996 - November 15, 1996
INVESTMENT PLANNERS, INC.
BD
CRD#: 18557
DECATUR, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/2/2016)
RR
California(5/2/2016)
RR
Colorado(5/2/2016)
RR
Florida(5/2/2016)
RR
Georgia(5/2/2016)
RR
Idaho(9/22/2016)
RR
Illinois(5/2/2016)
IAR
Illinois(5/2/2016)
RR
Indiana(5/4/2016)
RR
Iowa(2/17/2022)
RR
Kentucky(5/2/2016)
RR
Louisiana(5/2/2016)
RR
Maryland(5/2/2016)
RR
Michigan(5/2/2016)
RR
Mississippi(5/2/2016)
RR
Missouri(5/2/2016)
RR
New Jersey(5/2/2016)
RR
New York(5/2/2016)
RR
North Carolina(8/17/2016)
RR
Ohio(5/2/2016)
RR
Oklahoma(5/2/2016)
RR
Oregon(5/18/2016)
RR
Pennsylvania(5/2/2016)
RR
Tennessee(5/2/2016)
RR
Texas(5/2/2016)
RR
Utah(7/10/2023)
RR
Washington(4/24/2023)
RR
West Virginia(5/2/2016)
RR
Wisconsin(5/2/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
226 W. Eldorado, Decatur, IL 62522
Mailing Address
P.o. Box 170, Decatur, IL 62525-0170
Phone number
(217) 425-6340
Established
Firm type
Fiscal year end
# of Employees
73
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872Bloomington, IL 61701TRUST BUT VERIFY
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