Peter W. Post
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter W. Post, CFP®, who also goes by Peter Williams Post, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1996. Peter had worked at 2 firms and has passed the Series 65, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008
Experience
March 8, 1996 - December 31, 2024
POST INVESTMENT MANAGEMENT
January 25, 1996 - July 30, 1997
INVESTMENT ADVISORS & CONSULTANTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POST INVESTMENT MANAGEMENT
CRD#: 115587 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 13,645,695 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
