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PB

Peter John W. Brownrigg

EMPOWER ADVISORY GROUP
Columbia, TN
Some features on this profile are disabled
CRD#: 2699535
PB

Professional summary

Peter John William Post Brownrigg, who also goes by Peter Brownrigg, Peter John W Brownrigg, Peterjohn Post Brownrigg, Peterjohn William Post Brownrigg, Pj Brownrigg, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Columbia, Tennessee and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Peter John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Peter John has worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 31, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Peter Brownrigg | Peter John W Brownrigg | Peterjohn Post Brownrigg | Peterjohn William Post Brownrigg | Pj Brownrigg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Agricultural sales of crops that we grow on the land. Currently we have only sold hay. There is no name for the business. We sell it privately. It is not investment related. The business takes place on our land at 428 Canaan Road, Columbia, TN 38401. We did this for the first time in October of this year, 2024. We have someone else harvest and bale the hay for us. This only takes 4 hours per month of my time. This does not take place during securities trading hours. I coordinate with the farmer that harvests and bales the hay as far as timing and scheduling of when he will be working the land.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter John William Post Brownrigg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 5, 2024 - Present

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
Columbia, TN
Current

December 3, 2024 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111
BD
CRD#: 13109
Greenwood Village, CO
Past

January 25, 2022 - August 26, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Santa Monica, CA
Past

January 25, 2022 - August 26, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Santa Monica, CA
Past

October 2, 2019 - October 14, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
OMAHA, NE
Past

October 2, 2019 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
SANTA MONICA, CA
Past

October 2, 2019 - May 19, 2024

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

June 23, 2017 - January 4, 2019

KINECTA FINANCIAL & INSURANCE SERVICES

BD
CRD#: 136597
WESTLAKE VILLAGE, CA
Past

March 9, 2017 - January 3, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
EL SEGUNDO, CA
Past

March 9, 2017 - January 3, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
EL SEGUNDO, CA
Past

January 2, 2015 - January 13, 2017

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
LOS ANGELES, CA
Past

November 21, 2012 - January 13, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
LOS ANGELES, CA
Past

April 30, 2010 - January 2, 2015

NEW ENGLAND SECURITIES

RIA
CRD#: 615
WOODLAND HILLS, CA
Past

April 30, 2010 - January 2, 2015

NEW ENGLAND SECURITIES

BD
CRD#: 615
WOODLAND HILLS, CA
Past

May 5, 2003 - March 23, 2010

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
SANTA MONICA, CA
Past

May 1, 2003 - March 23, 2010

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
SANTA MONICA, CA
Past

August 8, 2001 - October 16, 2001

RUMSON CAPITAL, LLC

BD
CRD#: 33848
MONTEBELLO, NY
Past

March 11, 1998 - September 28, 1999

REPUBLIC FINANCIAL SERVICES CORPORATION

BD
CRD#: 38293
NEW YORK, NY
Past

November 11, 1996 - January 23, 1998

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

May 15, 1996 - October 14, 1996

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/3/2024)
RR
Alaska
(12/3/2024)
RR
Arizona
(12/3/2024)
RR
Arkansas
(12/3/2024)
RR
California
(12/3/2024)
RR
Connecticut
(12/3/2024)
RR
Delaware
(12/3/2024)
RR
Georgia
(12/3/2024)
RR
Hawaii
(12/3/2024)
RR
Idaho
(12/3/2024)
RR
Illinois
(12/3/2024)
RR
Indiana
(12/3/2024)
RR
Iowa
(12/3/2024)
RR
Kansas
(12/3/2024)
RR
Kentucky
(12/3/2024)
RR
Maine
(12/3/2024)
RR
Massachusetts
(12/3/2024)
RR
Michigan
(12/3/2024)
RR
Minnesota
(12/3/2024)
RR
Mississippi
(12/3/2024)
RR
Missouri
(12/3/2024)
RR
Montana
(12/3/2024)
RR
Nebraska
(12/3/2024)
RR
Nevada
(12/3/2024)
RR
New Hampshire
(12/3/2024)
RR
New Jersey
(12/3/2024)
RR
New Mexico
(12/3/2024)
RR
New York
(12/3/2024)
RR
North Carolina
(12/3/2024)
RR
North Dakota
(12/3/2024)
RR
Oklahoma
(12/3/2024)
RR
Oregon
(12/3/2024)
RR
Pennsylvania
(12/3/2024)
RR
Rhode Island
(12/3/2024)
RR
South Carolina
(12/3/2024)
RR
South Dakota
(12/3/2024)
RR
Tennessee
(12/4/2024)
IAR
Tennessee
(12/5/2024)
RR
Texas
(12/3/2024)
RR
Utah
(12/3/2024)
RR
Vermont
(12/3/2024)
RR
Virginia
(12/3/2024)
RR
Washington
(12/3/2024)
RR
West Virginia
(12/3/2024)
RR
Wisconsin
(12/3/2024)
RR
Wyoming
(12/3/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/23/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/3/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/10/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 31
Date: 11/26/1996
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/14/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/11/2003
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/9/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)
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Contact information

Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)
EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)
EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)
EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts250,707
AUM (Assets Under Management)$ 159,120,330,491

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
03/28/2025
Cover Page
Report
11/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMPOWER ADVISORY GROUP, LLC

CRD#: 112058Columbia, TN

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