AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
PB

Peter John William Post Brownrigg

EMPOWER ADVISORY GROUP
Columbia, TN
·CRD# 2699535·30 years experience

Professional Summary

Peter John William Post Brownrigg, who also goes by Peter Brownrigg, Peter John W Brownrigg, Peterjohn Post Brownrigg, Peterjohn William Post Brownrigg, Pj Brownrigg, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Columbia, Tennessee and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado. Peter John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Peter John has worked...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter Brownrigg, Peter John W Brownrigg, Peterjohn Post Brownrigg, Peterjohn William Post Brownrigg, Pj Brownrigg

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

30 years in the financial services industry

Current & Past Employments

EMPOWER ADVISORY GROUP, LLC·CRD# 112058
RIA
Columbia, TN
December 5, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.·CRD# 13109
BD
8515 E Orchard Road, Greenwood Village, CO 80111
December 3, 2024 - Present
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Santa Monica, CA
January 25, 2022 - August 26, 2024
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Santa Monica, CA
January 25, 2022 - August 26, 2024
TD AMERITRADE, INC.·CRD# 7870
RIA
Omaha, NE
October 2, 2019 - October 14, 2022
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Santa Monica, CA
October 2, 2019 - September 7, 2023
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
October 2, 2019 - May 19, 2024
KINECTA FINANCIAL & INSURANCE SERVICES·CRD# 136597
BD
Westlake Village, CA
June 23, 2017 - January 4, 2019
LPL FINANCIAL LLC·CRD# 6413
RIA
El Segundo, CA
March 9, 2017 - January 3, 2019
LPL FINANCIAL LLC·CRD# 6413
BD
El Segundo, CA
March 9, 2017 - January 3, 2019
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Los Angeles, CA
January 2, 2015 - January 13, 2017
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Los Angeles, CA
November 21, 2012 - January 13, 2017
NEW ENGLAND SECURITIES·CRD# 615
RIA
Woodland Hills, CA
April 30, 2010 - January 2, 2015
NEW ENGLAND SECURITIES·CRD# 615
BD
Woodland Hills, CA
April 30, 2010 - January 2, 2015
NATIONAL PLANNING CORPORATION·CRD# 29604
RIA
Santa Monica, CA
May 5, 2003 - March 23, 2010
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Santa Monica, CA
May 1, 2003 - March 23, 2010
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
August 8, 2001 - October 16, 2001
REPUBLIC FINANCIAL SERVICES CORPORATION·CRD# 38293
BD
New York, NY
March 11, 1998 - September 28, 1999
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
November 11, 1996 - January 23, 1998
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 15, 1996 - October 14, 1996

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

EA
EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - SEC (11/22/2000 Approved)

Contact Information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Phone Number

(866) 575-4977

# of Employees

8,051

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (5/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

297,074

AUM (Assets Under Management)

$195,426,321,479

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
02/26/2026Cover PageReport
03/28/2025Cover PageReport
11/21/2023Cover PageReport

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Agricultural sales of crops that we grow on the land. Currently we have only sold hay. There is no name for the business. We sell it privately. It is not investment related. The business takes place on our land at 428 Canaan Road, Columbia, TN 38401. We did this for the first time in October of this year, 2024. We have someone else harvest and bale the hay for us. This only takes 4 hours per month of my time. This does not take place during securities trading hours. I coordinate with the farmer that harvests and bales the hay as far as timing and scheduling of when he will be working the land.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - SEC (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(12/3/2024)
RR
Alaska
(12/3/2024)
RR
Arizona
(12/3/2024)
RR
Arkansas
(12/3/2024)
RR
California
(12/3/2024)
RR
Connecticut
(12/3/2024)
RR
Delaware
(12/3/2024)
RR
Georgia
(12/3/2024)
RR
Hawaii
(12/3/2024)
RR
Idaho
(12/3/2024)
RR
Illinois
(12/3/2024)
RR
Indiana
(12/3/2024)
RR
Iowa
(12/3/2024)
RR
Kansas
(12/3/2024)
RR
Kentucky
(12/3/2024)
RR
Maine
(12/3/2024)
RR
Massachusetts
(12/3/2024)
RR
Michigan
(12/3/2024)
RR
Minnesota
(12/3/2024)
RR
Mississippi
(12/3/2024)
RR
Missouri
(12/3/2024)
RR
Montana
(12/3/2024)
RR
Nebraska
(12/3/2024)
RR
Nevada
(12/3/2024)
RR
New Hampshire
(12/3/2024)
RR
New Jersey
(12/3/2024)
RR
New Mexico
(12/3/2024)
RR
New York
(12/3/2024)
RR
North Carolina
(12/3/2024)
RR
North Dakota
(12/3/2024)
RR
Oklahoma
(12/3/2024)
RR
Oregon
(12/3/2024)
RR
Pennsylvania
(12/3/2024)
RR
Rhode Island
(12/3/2024)
RR
South Carolina
(12/3/2024)
RR
South Dakota
(12/3/2024)
RR
Tennessee
(12/4/2024)
IAR
Tennessee
(12/5/2024)
RR
Texas
(12/3/2024)
RR
Utah
(12/3/2024)
RR
Vermont
(12/3/2024)
RR
Virginia
(12/3/2024)
RR
Washington
(12/3/2024)
RR
West Virginia
(12/3/2024)
RR
Wisconsin
(12/3/2024)
RR
Wyoming
(12/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1996About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2001

Series 31 — Futures Managed Funds Examination

Passed Nov 1996About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed May 1996About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 2003About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Sep 1999About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Peter John William Post Brownrigg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
PB
Follow Peter John
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required