Kenneth E. Higgins
Professional summary
Kenneth Edward Higgins is a registered financial professional currently at NORTHBORNE SECURITIES PARTNERS LLC located in Minneapolis, Minnesota.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1998. Kenneth has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Edward Higgins's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2022 - Present
NORTHBORNE SECURITIES PARTNERS LLC
Office #1: 212 Third Avenue North, Suite 500, Minneapolis, MN 55401August 1, 2016 - January 21, 2021
BMO CAPITAL MARKETS CORP.
June 20, 2007 - August 3, 2016
GREENE HOLCOMB & FISHER LLC
March 2, 1998 - June 27, 2000
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2022)
(2/20/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 3/18/2022
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
NORTHBORNE SECURITIES PARTNERS LLC
CRD#: 315017 / SEC#: , 8-70781
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
