Kristina S. Hooper

MAN INVESTMENTS

New York, NY 10105

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CRD#: 2699516

Professional summary

Kristina Sekor Hooper, CFP®, CIMA®, who also goes by Kristina Marlene Sekor, is a registered financial professional currently at MAN INVESTMENTS INC. located in New York, New York.

Kristina is registered as a RR (Registered Representative) and started their career in finance in 1997. Kristina has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kristina Marlene Sekor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WELLESLEY BUSINESS LEADERSHIP COUNCIL. NON-INVESTMENT RELATED. LOCATED AT WELLESLEY COLLEGE, WELLESLEY, MA 02181. NON-PROFIT ASSOCIATION OF WOMENS COLLEGE ALUMNAE WHO ARE SENIOR LEADERS IN BUSINESS OR NON-PROFIT ORGANIZATIONS. POSITION HELD TREASURER. START DATE 11/30/2018. ONE HOUR PER MONTH DURING NON-TRADING HOURS. REVIEW FINANCIAL STATEMENTS QUARTERLY, AND PARTICIPATE IN SPECIAL PROJECTS.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristina Sekor Hooper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 4, 2025 - Present

MAN INVESTMENTS INC.

Office #1: 1345 Avenue Of The Americas 21st Floor, New York, NY 10105

CRD#: 15770

New York, NY

Past

October 26, 2017 - April 30, 2025

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

New York, NY

Past

February 24, 2017 - April 30, 2025

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

NEW YORK, NY

Past

February 24, 2003 - August 17, 2007

ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC

RIA

CRD#: 108057

STAMFORD, CT

Past

June 11, 1998 - December 7, 2016

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

December 10, 1997 - May 5, 1998

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

December 10, 1997 - May 5, 1998

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(6/4/2025)

New York
(6/4/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/19/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/8/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/22/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MAN INVESTMENTS INC.

CRD#: 15770 / SEC#: , 8-32575

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas 21st Floor, New York, NY 10105

Mailing Address

1345 Avenue Of The Americas 21st Floor, New York, NY 10105

Phone number

(212) 649-6600

Established

New York since 07/12/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MAN INVESTMENTS HOLDINGS INC.	SHAREHOLDER
HEISKELL, GROVER LEE III	VICE PRESIDENT AND DIRECTOR	2886606
KILLARD, MICHELLE AMY	FINOP	6582751
LE GALL, NADINE	CHIEF COMPLIANCE OFFICER	4358239
PHILLIPS, MEAGAN PEARL SMOODY	PRESIDENT AND DIRECTOR	5862754

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kristina S. Hooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristina Sekor Hooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/19/2017

Series 63

Date: 12/29/1997

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2000

Series 6

Date: 12/8/1997

Series 24

Date: 7/22/2008

FINRA

Current Firm

MAN INVESTMENTS INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MAN INVESTMENTS INC.

TRUST BUT VERIFY

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