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JK

J Michael King

CRD# 269924·Registered 1970 - 1998
Previously Registered: Being a previously registered professional could mean that J is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

J Michael King, who also goes by Joseph Michael King, was a registered financial advisor. J was a previously registered financial professional and started their career in finance 1970 - 1998. J had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joseph Michael King

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

MORGAN FULLER CAPITAL GROUP, LLC·CRD# 39461
BD
February 17, 1998 - June 18, 1998
U.S. SECURITIES & FUTURES CORP.·CRD# 36045
BD
New York, NY
October 16, 1995 - December 13, 1996
ANGLO-AMERICAN INVESTOR SERVICES CORP.·CRD# 14278
BD
Charlottesville, VA
July 17, 1991 - December 31, 1995
E. F. HUTTON & COMPANY INC·CRD# 235
BD
October 26, 1976 - October 12, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED·CRD# 412
BD
September 5, 1974 - December 3, 1976
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
July 8, 1974 - September 23, 1974
W. E. HUTTON & CO.·CRD# 861
BD
February 12, 1974 - August 19, 1975
HAYDEN STONE INC.·CRD# 972
BD
July 16, 1971 - March 16, 1973
HAYDEN STONE INC.·CRD# 6567
BD
March 16, 1970 - June 4, 1974

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Current Firm

MF
MORGAN FULLER CAPITAL GROUP, LLC

MORGAN FULLER CAPITAL GROUP, LLC

CRD#: 39461 / SEC#: 8-48709
BD
Terminated by SEC on 11/21/1998

Contact Information

Established

Delaware since 08/31/1995

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1991About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jul 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JK
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