J M. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
J Michael King, who also goes by Joseph Michael King, was a registered financial professional .
J is a previously registered financial professional and started their career in finance in 1970. J had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 1998 - June 18, 1998
MORGAN FULLER CAPITAL GROUP, LLC
October 16, 1995 - December 13, 1996
U.S. SECURITIES & FUTURES CORP.
July 17, 1991 - December 31, 1995
ANGLO-AMERICAN INVESTOR SERVICES CORP.
October 26, 1976 - October 12, 1977
E. F. HUTTON & COMPANY INC
September 5, 1974 - December 3, 1976
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
July 8, 1974 - September 23, 1974
THOMSON MCKINNON SECURITIES INC.
February 12, 1974 - August 19, 1975
W. E. HUTTON & CO.
July 16, 1971 - March 16, 1973
HAYDEN STONE INC.
March 16, 1970 - June 4, 1974
HAYDEN STONE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/1/1971
Registered Representative ExaminationCurrent Firm
MORGAN FULLER CAPITAL GROUP, LLC
CRD#: 39461 / SEC#: , 8-48709
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
