John R. Amabile
Professional summary
John R Amabile, who also goes by John Richard Amabile Jr, John Richard Amabile, is a registered financial professional currently at CCO CAPITAL, LLC located in Phoenix, Arizona.
John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John R Amabile's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2022 - Present
CCO CAPITAL, LLC
Office #1: 2398 East Camelback Rd. 4th Floor, Phoenix, AZ 85016-4258Office #2: 2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016June 26, 2018 - February 15, 2022
QUASAR DISTRIBUTORS, LLC
January 31, 2018 - June 13, 2018
BUCKMAN, BUCKMAN & REID, INC.
October 17, 2016 - February 13, 2018
S2K FINANCIAL LLC
February 17, 2016 - September 28, 2016
NORTHERN LIGHTS DISTRIBUTORS, LLC
June 3, 2014 - December 2, 2015
NORTHSTAR SECURITIES, LLC
March 17, 2011 - June 3, 2014
TSC DISTRIBUTORS, LLC
September 8, 2009 - April 22, 2010
EQUITY SERVICES, INC.
February 4, 2009 - July 27, 2009
AXCELUS FINANCIAL DISTRIBUTION COMPANY
October 30, 2006 - February 4, 2009
VP DISTRIBUTORS LLC
January 20, 2005 - October 20, 2006
INVESTORS CAPITAL CORP.
July 2, 2002 - January 20, 2005
EASTERN POINT ADVISORS INC.
April 3, 2002 - October 20, 2006
INVESTORS CAPITAL CORP.
October 5, 1998 - May 15, 2000
SCHRODER FUND ADVISORS LLC
March 3, 1998 - June 4, 1998
EQUITABLE DISTRIBUTORS, LLC
April 28, 1997 - September 18, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
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