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John R Amabile

CCO CAPITAL
PHOENIX, AZ
·CRD# 2699201·29 years experience

Professional Summary

John R Amabile, who also goes by John Richard Amabile Jr, John Richard Amabile, is a registered financial advisor currently at CCO CAPITAL, LLC located in Phoenix, Arizona. John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Richard Amabile Jr, John Richard Amabile

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

CCO CAPITAL, LLC·CRD# 31147
BD
1. 2398 East Camelback Rd. 4th Floor, Phoenix, AZ 85016-42582. 2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016
March 9, 2022 - Present
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
June 26, 2018 - February 15, 2022
BUCKMAN, BUCKMAN & REID, INC.·CRD# 23407
BD
Little Silver, NJ
January 31, 2018 - June 13, 2018
S2K FINANCIAL LLC·CRD# 248786
BD
Orlando, FL
October 17, 2016 - February 13, 2018
NORTHERN LIGHTS DISTRIBUTORS, LLC·CRD# 126159
BD
Elkhorn, NE
February 17, 2016 - September 28, 2016
NORTHSTAR SECURITIES, LLC·CRD# 150409
BD
Greenwood Village, CO
June 3, 2014 - December 2, 2015
TSC DISTRIBUTORS, LLC·CRD# 37058
BD
Boston, MA
March 17, 2011 - June 3, 2014
EQUITY SERVICES, INC.·CRD# 265
BD
Cedar Knolls, NJ
September 8, 2009 - April 22, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY·CRD# 38383
BD
Philadelphia, PA
February 4, 2009 - July 27, 2009
VP DISTRIBUTORS, LLC·CRD# 3036
BD
Hartford, CT
October 30, 2006 - February 4, 2009
INVESTORS CAPITAL CORP.·CRD# 30613
RIA
Toms River, NJ
January 20, 2005 - October 20, 2006
EASTERN POINT ADVISORS INC.·CRD# 107123
RIA
Toms River, NJ
July 2, 2002 - January 20, 2005
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Toms River, NJ
April 3, 2002 - October 20, 2006
SCHRODER FUND ADVISORS LLC·CRD# 24129
BD
New York, NY
October 5, 1998 - May 15, 2000
EQUITABLE DISTRIBUTORS, LLC·CRD# 25900
BD
Charlotte, NC
March 3, 1998 - June 4, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 28, 1997 - September 18, 1997

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Current Firm

CC
CCO CAPITAL, LLC

CCO CAPITAL, LLC | COLE CAPITAL CORPORATION

CRD#: 31147 / SEC#: 8-45375
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016

Mailing Address

2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016

Phone Number

(602) 778-6312

Established

Delaware since 02/01/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CCO CAPITAL HOLDINGS, LLCOWNER—
BAJNON, MOSHECO-PRESIDENT4124712
BECERRIL, CRYSTAL LPRINCIPAL FINANCIAL OFFICER7037197
BECERRIL, CRYSTAL LFINOP7037197
BECERRIL, CRYSTAL LPRINCIPAL OPERATIONS OFFICER7037197
DEMBO, JORDANSECRETARY7408267
FISHER, ROBERT JASONCO-PRESIDENT5083144
SOMERS, AARON GEORGEDEPUTY CHIEF COMPLIANCE OFFICER3145910
TERRY, JOSEPH DEANCHIEF COMPLIANCE OFFICER4612910

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/9/2022)
RR
Alaska
(3/9/2022)
RR
Arizona
(3/9/2022)
RR
Arkansas
(3/9/2022)
RR
California
(3/9/2022)
RR
Colorado
(3/9/2022)
RR
Connecticut
(3/9/2022)
RR
Delaware
(3/9/2022)
RR
District of Columbia
(3/9/2022)
RR
Florida
(3/9/2022)
RR
Georgia
(3/9/2022)
RR
Hawaii
(3/9/2022)
RR
Idaho
(3/9/2022)
RR
Illinois
(3/9/2022)
RR
Indiana
(3/9/2022)
RR
Iowa
(3/9/2022)
RR
Kansas
(3/9/2022)
RR
Kentucky
(3/9/2022)
RR
Louisiana
(3/9/2022)
RR
Maine
(3/9/2022)
RR
Maryland
(3/9/2022)
RR
Massachusetts
(3/9/2022)
RR
Michigan
(3/9/2022)
RR
Minnesota
(3/9/2022)
RR
Mississippi
(3/9/2022)
RR
Missouri
(3/9/2022)
RR
Montana
(3/9/2022)
RR
Nebraska
(3/9/2022)
RR
Nevada
(3/9/2022)
RR
New Hampshire
(3/9/2022)
RR
New Jersey
(3/9/2022)
RR
New Mexico
(3/9/2022)
RR
New York
(3/9/2022)
RR
North Carolina
(3/9/2022)
RR
North Dakota
(3/9/2022)
RR
Ohio
(3/10/2022)
RR
Oklahoma
(3/9/2022)
RR
Oregon
(3/9/2022)
RR
Pennsylvania
(3/9/2022)
RR
Puerto Rico
(3/9/2022)
RR
Rhode Island
(3/9/2022)
RR
South Carolina
(3/9/2022)
RR
South Dakota
(3/9/2022)
RR
Texas
(3/9/2022)
RR
Utah
(3/9/2022)
RR
Vermont
(3/9/2022)
RR
Virgin Islands
(3/9/2022)
RR
Virginia
(3/9/2022)
RR
Washington
(3/9/2022)
RR
West Virginia
(3/9/2022)
RR
Wisconsin
(3/9/2022)
RR
Wyoming
(3/9/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1997About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John R Amabile's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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