Mark Edward O`connor

1. NAME OF OTHER BUSINESS: DBA HINDS FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 01/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR ADVISORY BUSINESS 2. NAME OF OTHER BUSINESS: HIGH COUNTRY NEWFOUNDLAND CLUB; INVESTMENT RELATED: NO; ADDRESS: 8284 ROSSMAN GULCH RD, MORRISON, CO 80465; NATURE OF BUSINESS: DOG CLUB; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PAY BILLS, MAKE DEPOSITS, MEET QUARTERLY AND DISTRIBUTE REPORTS; 3. NAME OF OTHER BUSINESS: 141 UNION, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING ENTITY / COMMISSION PURPOSES; START DATE: 04/2018; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL PLANNER; APX NUMBER OF HOURS PER WEEK: 15-25; APX NUMBER OF HOURS DURING TRADING HOURS: 15-25; BRIEF DESCRIPTION OF DUTIES: HOLDING ENTITY / COMMISSION PURPOSES; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2021 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, AND ANNUITIES