Christopher C. Jarvis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Charles Jarvis, who also goes by Christopher C Jarvis, Jarv Jarvis, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 7 firms and has passed the Series 63, Series 3, Series 87, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2012 - April 2, 2013
ABRAHAM SECURITIES CORPORATION
August 5, 2008 - July 7, 2010
VFINANCE INVESTMENTS, INC
October 20, 2006 - December 31, 2008
CAPROCK INVESTMENT ADVISORS, LLC
March 8, 2006 - August 28, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2006 - August 28, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 15, 2004 - March 8, 2006
ADVEST, INC.
July 8, 1999 - March 8, 2006
ADVEST, INC.
September 8, 1998 - November 2, 1999
AELTUS CAPITAL, INC
October 2, 1997 - August 11, 1998
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ABRAHAM SECURITIES CORPORATION
CRD#: 13498 / SEC#: , 8-29452
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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