Marcus A. Renslow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcus Andrew Renslow was a registered financial professional .
Marcus is a previously registered financial professional and started their career in finance in 1996. Marcus had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2009 - March 26, 2012
STERLING ENTERPRISES GROUP, INC.
March 16, 2007 - July 31, 2009
AMERICAN PORTFOLIOS ADVISORS, INC
February 27, 2007 - July 31, 2009
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
March 11, 2005 - February 26, 2007
UNITED SECURITIES ALLIANCE, INC.
March 7, 2005 - February 26, 2007
UNITED SECURITIES ALLIANCE, INC.
October 27, 2004 - December 9, 2004
WELLS FARGO INVESTMENTS, LLC
October 26, 2004 - December 9, 2004
WELLS FARGO INVESTMENTS, LLC
November 29, 2002 - October 22, 2004
AMERIPRISE ADVISOR SERVICES, INC.
April 18, 1997 - December 17, 2002
UBS FINANCIAL SERVICES INC.
May 23, 1996 - April 2, 1997
WELLS FARGO BROKERAGE SERVICES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STERLING ENTERPRISES GROUP, INC.
CRD#: 44915 / SEC#: , 8-50876
Contact information
Documents
Disclosures
| Arbitration | 2 |
Red Flags
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