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Marcus Andrew Renslow

CRD# 2698685·Registered 1996 - 2012
Previously Registered: Being a previously registered professional could mean that Marcus is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marcus Andrew Renslow was a registered financial advisor. Marcus was a previously registered financial professional and started their career in finance 1996 - 2012. Marcus had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

STERLING ENTERPRISES GROUP, INC.·CRD# 44915
BD
St. Petersburg, FL
August 5, 2009 - March 26, 2012
AMERICAN PORTFOLIOS ADVISORS, INC·CRD# 112697
RIA
Holbrook, NY
March 16, 2007 - July 31, 2009
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.·CRD# 18487
BD
Blaine, MN
February 27, 2007 - July 31, 2009
UNITED SECURITIES ALLIANCE, INC.·CRD# 36487
BD
Blaine, MN
March 11, 2005 - February 26, 2007
UNITED SECURITIES ALLIANCE, INC.·CRD# 36487
RIA
Blaine, MN
March 7, 2005 - February 26, 2007
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
Minneapolis , MN
October 27, 2004 - December 9, 2004
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
October 26, 2004 - December 9, 2004
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
November 29, 2002 - October 22, 2004
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
April 18, 1997 - December 17, 2002
WELLS FARGO BROKERAGE SERVICES, L.L.C.·CRD# 16100
BD
Minneapolis, MN
May 23, 1996 - April 2, 1997

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Current Firm

SE
STERLING ENTERPRISES GROUP, INC.

G.G. FINANCIAL CORP. | STERLING ENTERPRISES GROUP, INC.

CRD#: 44915 / SEC#: 8-50876
BD
Terminated by SEC on 02/15/2013

Contact Information

Established

Florida since 02/25/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALYN TOWNE III, LPOWNER—
GREGG, DAVID JOSEPHVP/CCO/SROP/CROP/AML CO/SUPERVISOR OF OSJ/BRANCHES1500899
TOWNE, ALYN LEE IIIPRESIDENT/CEO/CFO/DESIGNATED MSP2552744

Disclosures

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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