Leticia Lozano
Professional summary
Leticia Lozano was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Leticia is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Leticia had worked at 2 firms, which includes WORLD CHOICE SECURITIES INC., BANC ONE SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2003 - November 18, 2003
WORLD CHOICE SECURITIES, INC.
January 12, 1996 - April 14, 2003
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WORLD CHOICE SECURITIES, INC.
CRD#: 30933 / SEC#: , 8-45235
Contact information
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 24,955,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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