Mary T. Rose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Teresa Rose, who also goes by Mary Teresa Cavanagh, Mary Teresa Gorham, Mary Teresa Kenny, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2006. Mary had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2008 - November 19, 2019
WACKER WEALTH PARTNERS, LLC
December 4, 2006 - March 28, 2007
R.E. WACKER ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WACKER WEALTH PARTNERS, LLC
CRD#: 145931 / SEC#: 801-68752
Contact information
Regulatory assets under management
| Total Number of Accounts | 723 |
| AUM (Assets Under Management) | $ 1,141,899,385 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
