Timothy J. Pierotti
Professional summary
Timothy Joseph Pierotti, who also goes by Timothy J Pierotti, Timothy Joseph Pierotti, Timothy Pierotti, is a registered financial professional currently at WORLD EQUITY GROUP, INC. located in Bozeman, Montana.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1996. Timothy has worked at 6 firms and has passed the Series 63, Series 16, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Joseph Pierotti's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2024 - Present
WORLD EQUITY GROUP, INC.
Office #1: 2485 Manley Rd, Bozeman, MT 59715November 6, 2019 - April 25, 2022
BMO CAPITAL MARKETS CORP.
May 29, 2014 - August 30, 2019
DEUTSCHE BANK SECURITIES INC.
July 16, 2013 - July 1, 2014
INTER SECURITIES LTD.
October 19, 2010 - August 24, 2011
G-2 TRADING,LLC
January 22, 2009 - August 21, 2009
G-2 TRADING,LLC
June 5, 1996 - July 16, 2002
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2024)
Exams
FINRA
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
