Frank A. Quartararo
Professional summary
Frank Anthony Quartararo JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Frank had worked at 6 firms, which includes GILFORD SECURITIES INCORPORATED, WELLS FARGO CLEARING SERVICES LLC, CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES, RYAN BECK & CO., GRUNTAL & CO. L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2012 - February 17, 2012
GILFORD SECURITIES INCORPORATED
September 23, 2010 - January 17, 2012
WELLS FARGO CLEARING SERVICES, LLC
April 1, 2008 - August 19, 2010
WELLS FARGO CLEARING SERVICES, LLC
March 25, 2008 - January 17, 2012
WELLS FARGO CLEARING SERVICES, LLC
May 29, 2007 - March 27, 2008
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - March 27, 2008
CITIGROUP GLOBAL MARKETS INC.
August 3, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
July 31, 2002 - May 29, 2007
CITICORP INVESTMENT SERVICES
April 29, 2002 - July 18, 2002
RYAN BECK & CO.
September 9, 1996 - May 20, 2002
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
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