Nelson D. Polite
Professional summary
Nelson Daniel Polite JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nelson is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Nelson had worked at 5 firms, which includes SUMMIT TRADING INC., ADVANTAGE SECURITIES, INSIGHT SECURITIES & TRADING INC., PROGRESSIVE EQUITIES MANAGEMENT LLC, BLOCK TRADING INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 1999 - December 17, 1999
SUMMIT TRADING, INC.
August 27, 1998 - May 21, 1999
ADVANTAGE SECURITIES
December 2, 1997 - May 19, 1998
INSIGHT SECURITIES & TRADING, INC.
June 9, 1997 - October 16, 1997
PROGRESSIVE EQUITIES MANAGEMENT, LLC
April 2, 1996 - July 19, 1996
BLOCK TRADING INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT TRADING, INC.
CRD#: 43160 / SEC#: , 8-50149
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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