Candace King Weir
Professional Summary
Candace King Weir, who also goes by Candace Loughlin King, Candace Loughlin Weir, Candy Weir, is a registered financial advisor currently at PARADIGM CAPITAL MANAGEMENT, INC. located in Albany, New York and C. L. KING & ASSOCIATES, INC. located in Albany, New York. Candace is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Candace has worked at 3 firms and has passed the Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Candace Loughlin King, Candace Loughlin Weir, Candy Weir
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
N/A | PARADIGM CAPITAL MGMT.INC | PARADIGM CAPITAL MANAGEMENT, INC.
Contact Information
Main Address
Nine Elk Street, Albany, NY 12207Phone Number
(518) 431-3500# of Employees
12SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
72AUM (Assets Under Management)
$2,381,968,089Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
N/A | PARADIGM CAPITAL MGMT.INC | PARADIGM CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
(5/18/2004)
(6/7/2004)
(6/9/2004)
(2/11/1993)
(5/25/2004)
(6/10/2004)
(8/14/1992)
(5/25/2004)
(6/17/2004)
(5/20/2004)
(6/27/1990)
(5/28/2004)
(6/15/2004)
(6/8/2004)
(5/18/2004)
(5/12/1993)
(5/18/2004)
(6/5/2004)
(10/30/2021)
(5/18/2004)
(5/19/2004)
(5/18/2004)
(5/20/2004)
(9/29/2014)
(6/18/2004)
(10/28/2015)
(7/2/1991)
(5/18/2004)
(5/18/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 1 — Registered Representative Examination
Passed Feb 1969Series 00 — General Securities Principal Examination
Passed Apr 1972SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Candace King Weir's CRS (Customer Relationship Summary).
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