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EW

Elizabeth M. Willmore

MICROVENTURE MARKETPLACE
AUSTIN, TX 78702
Some features on this profile are disabled
CRD#: 2697868
EW

Professional summary

Elizabeth Magdalena Willmore, who also goes by Elizabeth Magdalena Van Staveren, Elizabeth Van Staveren, is a registered financial professional currently at MICROVENTURE MARKETPLACE INC. located in Austin, Texas.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 1998. Elizabeth has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53, Series 4, Series 51, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Elizabeth Magdalena Van Staveren | Elizabeth Van Staveren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Magdalena Willmore's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 1, 2018 - Present

MICROVENTURE MARKETPLACE INC.

Office #1: 2903 E 2nd St, Austin, TX 78702Office #2: 2903 E 2nd St, Austin, TX 78702
BD
CRD#: 152513
AUSTIN, TX
Past

September 13, 2018 - December 26, 2018

MICROVENTURES INVESTMENT MANAGEMENT LLC

RIA
CRD#: 298136
AUSTIN, TX
Past

March 1, 2013 - April 20, 2018

AFAM CAPITAL, INC.

RIA
CRD#: 108517
AUSTIN, TX
Past

January 9, 2013 - April 20, 2018

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

May 29, 2012 - December 31, 2012

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

November 16, 2004 - May 10, 2012

PRESIDIO FINANCIAL SERVICES, INC.

BD
CRD#: 10010
SAN ANTONIO, TX
Past

April 1, 2003 - November 9, 2004

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
AUSTIN, TX
Past

June 11, 2001 - November 9, 2004

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

March 1, 2001 - July 30, 2001

TOUCHTRADE.COM, INC.

BD
CRD#: 103870
SALT LAKE CITY, UT
Past

October 9, 2000 - February 8, 2001

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

October 7, 1998 - August 19, 1999

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(6/1/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/16/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/16/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/2/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/12/2006
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/29/2005
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 51
Date: 4/26/2004
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/19/2001
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/5/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MM
MICROVENTURE MARKETPLACE INC.
MICROVENTURE MARKET PLACE INC. | MICROVENTURE MARKETPLACE INC.

CRD#: 152513 / SEC#: , 8-68458

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2903 E 2nd St, Austin, TX 78702
Mailing Address
2903 E 2nd St, Austin, TX 78702
Phone number
(512) 461-3686
Established
Delaware since 10/26/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MICROVENTURES INCSHAREHOLDER
CLARK, WILLIAM MICHAELCEO5741424
GRAY, TYLER RANDALLPRESIDENT/SECRETARY/FINOP5772730
WILLMORE, ELIZABETH MAGDALENACCO2697868

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MICROVENTURE MARKETPLACE INC.

CRD#: 152513Austin, TX 78702

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