Ronald O. Kindschi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Orson Kindschi was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1970. Ronald had worked at 6 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2015 - August 24, 2015
S.A.I. CAPITAL MANAGEMENT, LLC
December 17, 2013 - December 31, 2013
S.A.I. CAPITAL MANAGEMENT, LLC
December 2, 2013 - December 31, 2016
FFR ADVISORY LLC
January 8, 1998 - March 22, 2007
FFR ADVISORY LLC
December 30, 1997 - June 10, 2008
FSC SECURITIES CORPORATION
February 8, 1991 - June 10, 2008
FSC SECURITIES CORPORATION
December 12, 1985 - October 16, 1991
R.W.C. ASSOCIATES, INC.
October 15, 1985 - October 16, 1991
R.W.C. ASSOCIATES, INC.
August 18, 1977 - June 12, 1987
CANDLAND, KINDSCHI & ASSOCIATES
December 7, 1970 - October 10, 1977
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/30/1970
Registered Representative ExaminationSeries 40
Date: 6/6/1977
Registered Principal ExaminationCurrent Firm
S.A.I. CAPITAL MANAGEMENT, LLC
CRD#: 164195 / SEC#: 801-77001
Contact information
Red Flags
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