Pamela M. Hottinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Marie Hottinger, who also goes by Pamela Marie Dilazzaro, Pamela Marie Horringer, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1996. Pamela had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2015 - October 15, 2015
AVANTAX ADVISORY SERVICES
September 6, 2012 - October 15, 2015
AVANTAX INVESTMENT SERVICES, INC.
April 4, 2001 - September 15, 2011
WADDELL & REED
March 7, 2001 - September 15, 2011
WADDELL & REED
September 3, 1997 - August 1, 2000
U.S. BANCORP INVESTMENTS, INC.
January 29, 1996 - September 3, 1997
U.S. BANCORP SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
