CM
Charles F. Mccallum
FIRST CITIZENS INVESTOR SERVICES
RALEIGH, NC 27615
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CRD#: 2697260
CM
Professional summary
Charles Falconer Mccallum III, CFP®, who also goes by Charles Falconer Mccallum, Cory Mccallum, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Raleigh, North Carolina and SVB WEALTH located in Raleigh, North Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Charles has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Falconer Mccallum | Cory Mccallum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1008 Grayson Street Rental Property POSITION: Owner NATURE: Single Family Home INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 per month SECURITIES TRADING HOURS: 0 START DATE: 12/01 /2008 ADDRESS: Norfolk, VA DESCRIPTION: Review statement from property manager 3104 Lens Avenue Rental Property POSITION: Owner NATURE: Duplex Family Home INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 per month SECURITIES TRADING HOURS: 0 START DATE: 06/01/2001 ADDRESS: Norfolk, VA DESCRIPTION: Review statement from property manager 3805 Pleasant Avenue Rental Property POSITION: Owner NATURE: Four-plex Family Home INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 per month SECURITIES TRADING HOURS: 0 START DATE: 06/01/2002 ADDRESS: Norfolk, VA DESCRIPTION: Review statement from property manager 1436 PICADILLY STREET LLC Rental Property POSITION: Member/ Manager NATURE: Rental-Property12 Unit Apartment Building- 1436 Picadilly St INVESTMENT RELATED: No NUMBER OF HOURS: 1 per month SECURITIES TRADING HOURS: 0 START DATE: 10/01/2011 ADDRESS: , Norfolk VA , United States DESCRIPTION: Review statement from property manager 1415 OCEAN VIEW AVE LLC Rental Property POSITION: Member/ Manager NATURE: Rental Property18 Unit Apartment Building- 1415 Ocean View Ave INVESTMENT RELATED: YES NUMBER OF HOURS: 1 per month Security Trading HOURS: 0 START DATE: 10/09/2013 ADDRESS: NORFOLK VA DESCRIPTION: Review statement from property manager McCallum LLC POSITION: Member/ Manager NATURE: Owns real property partnership interests INVESTMENT RELATED: YES NUMBER OF HOURS: 1 per month Security Trading HOURS: 0 START DATE: 2/15/2002 ADDRESS: Dunwoody, GA DESCRIPTION: Review statement quarterly SVB Wealth 8540 Colonnade Center Drive Raleigh, NC 27615 Board Position/Officer/ Director; Duties are attend quarterly board meetings and support activity of the business. Began 4/1/2023; 10 hours per month during trading FCAM 8540 Colonnade Center DRive Raleigh, NC 27615 Board Position/Officer/ Director; Duties are attend quarterly board meetings and support activity of the business. Began 4/1/2023; 5 hours per month during trading
CRS (Client Relationship Summary) - RIA
Click below to view Charles Falconer Mccallum III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 20, 2023 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 8540 Colonnade Center Drive, Raleigh, NC 27615RIA
BD
CRD#: 44430
RALEIGH, NC
Current
August 13, 2025 - Present
SVB WEALTH
Office #1: 8540 Colonnade Center Drive, Raleigh, NC 27615RIA
CRD#: 172832
RALEIGH, NC
Current
August 13, 2025 - Present
FIRST CITIZENS ASSET MANAGEMENT, INC
Office #1: 8540 Colonnade Center Drive, Raleigh, NC 27615RIA
CRD#: 140777
RALEIGH, NC
Current
April 14, 2023 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 8540 Colonnade Center Drive, Raleigh, NC 27615RIA
BD
CRD#: 44430
RALEIGH, NC
Past
April 14, 2023 - April 18, 2023
FIRST CITIZENS INVESTOR SERVICES, INC.
RIA
CRD#: 44430
RALEIGH, NC
Past
December 10, 2019 - March 10, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
December 9, 2019 - June 29, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
September 14, 2016 - January 31, 2023
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
ATLANTA, GA
Past
June 11, 2010 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ATLANTA, GA
Past
June 8, 2010 - January 31, 2023
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
January 6, 2003 - June 30, 2008
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
NASHVILLE, TN
Past
May 26, 2000 - June 30, 2008
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
NASHVILLE, TN
Past
February 15, 1999 - May 26, 2000
CRESTAR SECURITIES CORPORATION
BD
CRD#: 17464
RICHMOND, VA
Past
August 5, 1998 - December 11, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
January 28, 1998 - September 2, 1998
WACHOVIA BROKERAGE SERVICE
BD
CRD#: 17503
WINSTON SALEM, NC
Past
January 8, 1997 - January 28, 1998
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
OMAHA, NE
Past
February 13, 1996 - August 22, 1996
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - (10/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(4/14/2023)
IAR
North Carolina(5/15/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - (10/2/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
53 State Street 28th Floor, Boston, MA 02109
Mailing Address
Po Box 27131, Raleigh, NC 27611
Phone number
(617) 223-0200
Established
Firm type
Fiscal year end
# of Employees
85
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,739 |
| AUM (Assets Under Management) | $ 4,983,411,995 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 09/20/2024 | ||
| 10/31/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SVB WEALTH
CRD#: 172832Raleigh, NC 27615TRUST BUT VERIFY
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