David D. Lacroix

ENTASIS ASSET MANAGEMENT LLC

Brookfield, WI 53005

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CRD#: 2697242

Professional summary

David Daniel Lacroix is a registered financial advisor currently at ENTASIS ASSET MANAGEMENT LLC located in Brookfield, Wisconsin.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. David has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Daniel Lacroix's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2018 - Present

ENTASIS ASSET MANAGEMENT LLC

Office #1: 200 S Executive Dr. Suite 101, Brookfield, WI 53005

RIA

CRD#: 282711

Brookfield, WI

Past

May 25, 2016 - January 8, 2018

JOHNSON WEALTH INC.

RIA

CRD#: 125557

MILWAUKEE, WI

Past

August 14, 2007 - June 2, 2016

CLEARY GULL INC.

RIA

CRD#: 45309

MILWAUKEE, WI

Past

June 7, 2002 - June 7, 2002

CLEARY GULL INC.

RIA

CRD#: 45309

MILWAUKEE, WI

Past

May 31, 2002 - June 2, 2016

CLEARY GULL INC.

CRD#: 45309

MILWAUKEE, WI

Past

April 4, 1997 - June 18, 2002

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

February 6, 1996 - September 3, 1996

M&I FINANCIAL ADVISORS, INC

CRD#: 16517

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENTASIS ASSET MANAGEMENT LLC

CRD#: 282711 / SEC#: 801-121733

RIA

Registered Investment Advisory firm - (10/22/2021 Approved)

Illinois

Registered Investment Advisory firm - (12/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/10/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/10/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/17/2018)

IAR

Texas
(8/16/2019)

IAR

Wisconsin
(1/17/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/1996

General Securities Representative Examination

Current Firm

ENTASIS ASSET MANAGEMENT LLC

CRD#: 282711 / SEC#: 801-121733

RIA

Registered Investment Advisory firm - (10/22/2021 Approved)

Illinois

Registered Investment Advisory firm - (12/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/10/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/10/2021 Terminated)

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Contact information

Main Address

200 S Executive Dr. Suite 101, Brookfield, WI 53005

Mailing Address

Phone number

(262) 754-5299

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENTASIS ASSET MANAGEMENT LLC BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	465
AUM (Assets Under Management)	$ 170,995,814

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David D. Lacroix

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Daniel Lacroix's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHNSON WEALTH INC.

CLEARY GULL INC.

CLEARY GULL INC.

CLEARY GULL INC.

A. G. EDWARDS & SONS, INC.

M&I FINANCIAL ADVISORS, INC

Primary Firm SEC Registration

ENTASIS ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/2007

Series 63

Date: 2/8/1996

SIE

Date: 6/2/2016

Series 7

Date: 2/5/1996

Current Firm

ENTASIS ASSET MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENTASIS ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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