Derrick B. Smith

PRIVATUS

ROSEVILLE, CA 95661

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CRD#: 2697190

Professional summary

Derrick Boyd Smith, who also goes by Derrick Smith, is a registered financial advisor currently at PRIVATUS located in Roseville, California.

Derrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Derrick has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derrick Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DERRICK SMITH; INVESTMENT RELATED; 3017 DOUGLAS BLVD., SUITE 300, ROSEVILLE, CA 95661; INSURANCE PRODUCTION ACTIVITIES; INDEPENDENT INSURANCE PRODUCER; 11/1993; APPROX. 10 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; INDEPENDENT INSURANCE PRODUCER FOR VARIOUS INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrick Boyd Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2023 - Present

PRIVATUS

Office #1: 3017 Douglas Blvd. Suite 300, Roseville, CA 95661

RIA

CRD#: 329121

ROSEVILLE, CA

Past

June 15, 2023 - November 29, 2023

ENTORO ADVISORS

RIA

CRD#: 323700

Roseville, CA

Past

January 15, 2021 - December 18, 2023

ENTORO INVESTMENTS, LLC

RIA

CRD#: 306790

Roseville, CA

Past

March 6, 2019 - January 20, 2021

PROTECTION POINT ADVISORS

RIA

CRD#: 291805

ROSEVILLE, CA

Past

August 27, 2015 - March 7, 2019

KINGSVIEW WEALTH MANAGEMENT, LLC

RIA

CRD#: 148107

SUTTER CREEK, CA

Past

November 20, 2007 - May 19, 2009

MONEYSMITH, LLC

RIA

CRD#: 145016

GILBERT, AZ

Past

June 30, 2004 - November 7, 2007

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

JACKSON, CA

Past

June 30, 2004 - November 7, 2007

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

JACKSON, CA

Past

July 22, 1999 - June 30, 2004

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

JACKSON, CA

Past

February 18, 1999 - June 30, 2004

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

June 19, 1998 - February 24, 1999

PENSION PLANNERS SECURITIES, INC.

CRD#: 14068

SACRAMENTO, CA

Past

October 20, 1997 - April 22, 1998

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

October 20, 1997 - April 22, 1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/20/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/17/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRIVATUS

PRIVATUS | PRIVATUS, LLC | PRIVATUS WEALTH | PRIVATUS LLC

CRD#: 329121 / SEC#:

California

Registered Investment Advisory firm - (12/8/2023 Approved)

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Contact information

Main Address

3017 Douglas Blvd. Suite 300, Roseville, CA 95661

Mailing Address

Phone number

(916) 871-8058

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 6,150,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Derrick B. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrick Boyd Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTORO ADVISORS

ENTORO INVESTMENTS, LLC

PROTECTION POINT ADVISORS

KINGSVIEW WEALTH MANAGEMENT, LLC

MONEYSMITH, LLC

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

PENSION PLANNERS SECURITIES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2013

Series 63

Date: 9/10/1997

Series 7

Date: 4/20/1999

Series 6

Date: 10/17/1997

Current Firm

PRIVATUS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRIVATUS

TRUST BUT VERIFY

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