Jason H. Kolbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Howard Kolbert, who also goes by Jason H Kolbert, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1996. Jason had worked at 11 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2024 - June 1, 2026
D. BORAL CAPITAL
November 29, 2018 - March 13, 2024
DAWSON JAMES SECURITIES, INC.
March 28, 2018 - November 27, 2018
H.C.WAINWRIGHT & CO., LLC
April 30, 2012 - April 19, 2018
MAXIM GROUP LLC
March 27, 2012 - April 19, 2012
AUGMENT SECURITIES INC.
October 6, 2009 - March 23, 2011
NATIONAL SECURITIES CORPORATION
December 23, 2008 - October 5, 2009
THINKEQUITY LLC
August 3, 2006 - December 1, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
March 31, 2006 - August 14, 2006
SAL EQUITY TRADING, GP
June 7, 2002 - March 31, 2006
SUSQUEHANNA FINANCIAL GROUP, LLLP
November 29, 1997 - September 1, 1998
SALOMON BROTHERS INC.
January 29, 1996 - March 6, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
D. BORAL CAPITAL
CRD#: 103792 / SEC#: , 8-52280
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DBCH PARTNERS LLC | SHAREHOLDER | |
| AGRAWAL, SHARAD | CHIEF TECHNOLOGY OFFICER | 5115964 |
| BORAL, DAVID WALTER | CHIEF EXECUTIVE OFFICER | 5340753 |
| MERLIN, JARED | CHIEF COMPLIANCE OFFICER | 4222427 |
| WHALEN, RYAN JAMES | GENERAL COUNSEL | 7457347 |
| WIEDERLIGHT, PHILIP | CHIEF OPERATING OFFICER | 5856024 |
| WILDER, BRADLEY STEPHEN | FINOP | 7497819 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
