David Sohnen
Professional summary
David Sohnen, who also goes by David Joseph Sohnen, is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York and MARCO POLO SECURITIES LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 7 firms and has passed the Series 63, Series 3, Series 57TO, SIE, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Sohnen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2017 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005November 6, 2022 - Present
MARCO POLO SECURITIES LLC
Office #1: 1230 Avenue Of Am 16th Floor, New York, NY 10020March 25, 2010 - April 15, 2016
MORGAN STANLEY & CO. LLC
August 26, 2008 - October 12, 2009
HAPOALIM SECURITIES USA, INC.
June 4, 2008 - June 24, 2008
OFFMAN SECURITIES, LLC
May 21, 2002 - November 19, 2002
MORGAN STANLEY & CO. LLC
April 16, 1997 - March 4, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 12, 1996 - February 14, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2017)
(8/7/2017)
(11/6/2022)
(8/4/2017)
Exams
Series 57TO
Date: 9/16/2022
Securities Trader ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
MARCO POLO SECURITIES LLC
CRD#: 46561 / SEC#: , 8-51480
Contact information
FINRA licenses (36 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
