Steven A. Denike

SANDRO WEALTH MANAGEMENT LLC

New York, NY

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CRD#: 2696542

Professional summary

Steven Anthony Denike is a registered financial advisor currently at SANDRO WEALTH MANAGEMENT LLC located in New York, New York.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Steven has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Anthony Denike's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2025 - Present

SANDRO WEALTH MANAGEMENT LLC

RIA

CRD#: 332113

New York, NY

Past

May 15, 2015 - December 2, 2024

CITY NATIONAL ROCHDALE

RIA

CRD#: 117198

NEW YORK, NY

Past

February 24, 2003 - December 2, 2024

CNR SECURITIES, LLC

CRD#: 18466

NEW YORK, NY

Past

August 21, 2000 - March 7, 2001

TAYLOR STUART FINANCIAL, INC.

CRD#: 39025

GREAT NECK, NY

Past

February 22, 1999 - August 15, 2000

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

August 19, 1998 - March 1, 1999

STRATEGIC ASSETS INC.

CRD#: 37590

MELVILLE, NY

Past

June 30, 1998 - August 20, 1998

CAMBRIDGE CAPITAL, LLC

CRD#: 41464

GARDEN CITY, NY

Past

July 8, 1997 - June 26, 1998

FOSTER JEFFRIES SECURITIES, LLC

CRD#: 30144

WESTBURY, NY

Past

August 21, 1996 - February 28, 1997

GLOBAL EQUITIES GROUP INC

CRD#: 34039

NEW YORK, NY

Past

July 18, 1996 - September 3, 1996

DUKE & CO., INC.

CRD#: 8035

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANDRO WEALTH MANAGEMENT LLC

ARCHLIGHT WEALTH MANAGEMENT LLC | SANDRO WEALTH MANAGEMENT LLC

CRD#: 332113 / SEC#: 801-131421

RIA

Registered Investment Advisory firm - (11/14/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/24/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/1996

General Securities Representative Examination

Current Firm

SANDRO WEALTH MANAGEMENT LLC

ARCHLIGHT WEALTH MANAGEMENT LLC | SANDRO WEALTH MANAGEMENT LLC

CRD#: 332113 / SEC#: 801-131421

RIA

Registered Investment Advisory firm - (11/14/2024 Approved)

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Contact information

Main Address

155 Passaic Ave Suite 400, Fairfield, NJ 07004

Mailing Address

Phone number

(201) 661-3416

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SANDRO WEALTH MANAGEMENT LLC FORM ADV 2A (5/14/2025)

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 101,714,133

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven A. Denike

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Anthony Denike's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITY NATIONAL ROCHDALE

CNR SECURITIES, LLC

TAYLOR STUART FINANCIAL, INC.

GUNNALLEN FINANCIAL, INC

STRATEGIC ASSETS INC.

CAMBRIDGE CAPITAL, LLC

FOSTER JEFFRIES SECURITIES, LLC

GLOBAL EQUITIES GROUP INC

DUKE & CO., INC.

Primary Firm SEC Registration

SANDRO WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2015

Series 63

Date: 1/24/1996

SIE

Date: 10/1/2018

Series 7

Date: 7/17/1996

Current Firm

SANDRO WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANDRO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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