Duane S. Mcadoo
Professional summary
Duane Scott Mcadoo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Duane is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Duane had worked at 16 firms, which includes PHD CAPITAL, CHADBOURN SECURITIES INC., EMERALD INVESTMENTS INC., SUCCESS TRADE SECURITIES INC., LEMPERT BROTHERS INTERNATIONAL USA INC., AURA FINANCIAL SERVICES INC., EKN FINANCIAL SERVICES INC., VFINANCE INVESTMENTS INC, S. B. CANTOR & CO. INC., BERRY-SHINO SECURITIES INC., SOURCE CAPITAL GROUP INC., FINANCIAL WEST GROUP, VALLEY FORGE SECURITIES INC ., MILLENNIUM SECURITIES CORP., SEABOARD SECURITIES INC., SCHNEIDER SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2010 - April 27, 2012
PHD CAPITAL
October 23, 2007 - September 16, 2008
CHADBOURN SECURITIES, INC.
July 17, 2006 - April 23, 2007
EMERALD INVESTMENTS, INC.
April 19, 2006 - July 12, 2006
SUCCESS TRADE SECURITIES, INC.
December 10, 2005 - April 3, 2006
LEMPERT BROTHERS INTERNATIONAL USA, INC.
November 3, 2004 - November 23, 2005
AURA FINANCIAL SERVICES, INC.
July 22, 2004 - July 23, 2004
EKN FINANCIAL SERVICES INC.
August 4, 2003 - March 8, 2004
VFINANCE INVESTMENTS, INC
May 5, 2003 - July 29, 2003
S. B. CANTOR & CO., INC.
July 30, 2002 - February 12, 2003
BERRY-SHINO SECURITIES, INC.
December 4, 2001 - July 25, 2002
SOURCE CAPITAL GROUP, INC.
September 17, 2001 - December 20, 2001
FINANCIAL WEST GROUP
July 12, 2001 - October 16, 2001
VALLEY FORGE SECURITIES, INC .
January 23, 2001 - June 15, 2001
MILLENNIUM SECURITIES CORP.
May 12, 1999 - November 10, 2000
SEABOARD SECURITIES, INC.
July 15, 1997 - August 28, 1998
SCHNEIDER SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PHD CAPITAL
CRD#: 38785 / SEC#: , 8-48403
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
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