Benjamin K. Fujihara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Kaz Fujihara was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1996. Benjamin had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2019 - April 3, 2020
CHAPWOOD SECURITIES, INC.
March 26, 2019 - April 4, 2020
CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC
June 1, 2009 - August 8, 2018
MORGAN STANLEY
June 1, 2009 - August 8, 2018
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
May 7, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
December 9, 1997 - April 2, 2007
MORGAN STANLEY DW INC.
February 20, 1996 - January 29, 1998
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
CHAPWOOD SECURITIES, INC.
CRD#: 154376 / SEC#: , 8-68632
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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