Mark D. Bern
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Douglas Bern was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1996. Mark had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2018 - November 16, 2020
BERN FACTOR, L.L.C.
July 11, 2016 - December 12, 2017
CONSERVATIVE EQUITY INVESTMENT ADVISORS
May 9, 2011 - September 1, 2011
EDWARD JONES
February 28, 2011 - September 1, 2011
EDWARD JONES
February 5, 1996 - December 31, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BERN FACTOR, L.L.C.
CRD#: 291385 / SEC#:
Contact information
Red Flags
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