Jerry L. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry L Hall, who also goes by Jerry Hall, was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1996. Jerry had worked at 2 firms and has passed the Series 63, Series 6, Series 28 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 1999 - June 4, 2009
WALLSTREET ASSOCIATES, INC.
July 11, 1996 - March 10, 1998
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 2/5/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
WALLSTREET ASSOCIATES, INC.
CRD#: 47314 / SEC#: , 8-51744
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HALL, JERRY L | PRESIDENT/CEO/CFO | |
| BIDDLE, DENNIS LAMAR | VICE PRESIDENT | 1729121 |
| RIVERS LUCILE | SECRETARY |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
