Stacy L. Davis

UNITED ADVISOR GROUP

Springfield, MO 65804

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CRD#: 2695914

Professional summary

Stacy L Davis, who also goes by Stacy Lea Davis, Stacy Lea Sturgeon, is a registered financial advisor currently at UNITED ADVISOR GROUP located in Springfield, Missouri and SILVER OAK SECURITIES, INCORPORATED located in Springfield, Missouri.

Stacy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Stacy has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stacy Lea Davis | Stacy Lea Sturgeon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). AKOS Solutions LLC; Not investment related; 588 East State Hwy CC Ste 9, Nixa, MO 65714 ; Medicare; 10-17-2022-present; 20 Hours/month; 0 during securities trading hours; Medicare, Life, Group and Individual Health 2) STURGEON FARM LLC; 17780 County Road 7360 Newburg, MO 65550; not investment related; family farm, manager; 01/21/2014 - present; 1 hour/month ( 0 during security trading hours); mange operation of family farm. 3). United Advisory Group,Is Investment Related,"3809 S. Greystone Court, Ste A, Springfield, MO, 65804, United States",Independent RIA,IAR,2023-02-25,160 hours per month,140 hours per month during trading hours,Fee Based Compensation,IAR of of an independent RIA 4). IAR; SFA LLC. Dba Strategic Financial; Is the business investment related: Yes; Location of the business: 3809 South Greystone Court, Suite A Springfield MO 65804 US; Description of the business: DBA of Financial Firm; Start date with business: 2023-03-01; Hours per month devoted to business during trading hours: 120; Hours per month devoted to business outside trading hours: 50; Percentage of total yearly compensation expected to be derived from the business: 100;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacy L Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED ADVISOR GROUP

CRD#: 324205 / SEC#: 801-127090

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(3/1/2023)

Florida
(3/1/2023)

Kansas
(3/1/2023)

Michigan
(3/1/2023)

Missouri
(3/1/2023)

IAR

Missouri
(3/3/2023)

Texas
(3/1/2023)

Washington
(3/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/30/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

UNITED ADVISOR GROUP

CRD#: 324205 / SEC#: 801-127090

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

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Contact information

Main Address

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242

Mailing Address

Phone number

(888) 242-4912

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - UNITED ADVISOR GROUP (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,875
AUM (Assets Under Management)	$ 1,091,628,945

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stacy L. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacy L Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

UNITED ADVISOR GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2003

Series 63

Date: 7/30/2001

SIE

Date: 10/1/2018

Series 7

Date: 3/30/2001

FINRA

Current Firm

UNITED ADVISOR GROUP

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNITED ADVISOR GROUP

TRUST BUT VERIFY

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