Jennifer L. Buechel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer L Buechel, who also goes by Jennifer L Anderson, Jennifer Anderson, Jennifer Lynn Buechel, Jennifer Lynn Smith, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1996. Jennifer had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2020 - November 30, 2020
KNIGHT FAMILY WEALTH
September 24, 2018 - November 20, 2019
WOODBURY FINANCIAL SERVICES, INC.
September 14, 2018 - November 20, 2019
WOODBURY FINANCIAL SERVICES, INC.
March 3, 2015 - September 16, 2016
INVESTMENT CENTERS OF AMERICA, INC.
February 26, 2015 - September 16, 2016
INVESTMENT CENTERS OF AMERICA, INC.
February 6, 2013 - June 3, 2013
LPL FINANCIAL LLC
January 28, 2013 - June 3, 2013
LPL FINANCIAL LLC
August 23, 2011 - February 27, 2012
MORGAN STANLEY
August 15, 2011 - February 27, 2012
MORGAN STANLEY
December 14, 2009 - June 22, 2010
THRIVENT INVESTMENT MANAGEMENT INC.
December 8, 2009 - June 22, 2010
THRIVENT INVESTMENT MANAGEMENT INC.
December 26, 1996 - January 15, 2008
CITIGROUP GLOBAL MARKETS INC.
January 31, 1996 - January 15, 2008
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KNIGHT FAMILY WEALTH
CRD#: 309475 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 166 |
| AUM (Assets Under Management) | $ 94,924,152 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/30/2025 | ||
| 01/31/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
