William H. Kimbrell

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CRD#: 269579

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Henry Kimbrell SR, who also goes by Bill Kimbrell Sr, Bill Kimbrell, William Henry Kimbrell, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1971. William had worked at 12 firms and has passed the Series 1 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Kimbrell Sr | Bill Kimbrell | William Henry Kimbrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 20, 2018 - September 30, 2025

PRIVATE MANAGEMENT GROUP INC

RIA

CRD#: 104707

Orange, CA

Past

October 25, 2000 - May 27, 2008

REGENCY SECURITIES, INC.

CRD#: 7846

ORANGE, CA

Past

April 14, 1997 - October 23, 2000

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449

JACKSONVILLE, FL

Past

August 1, 1995 - April 24, 1997

LAGUNA SECURITIES, INC.

CRD#: 37547

NEWPORT BEACH, CA

Past

April 28, 1993 - August 1, 1995

WEALTH RESOURCE CAPITAL CORPORATION

CRD#: 10367

NEWPORT BEACH, CA

Past

April 17, 1991 - April 30, 1993

DOLPHIN SECURITIES, INC.

CRD#: 10525

SAN MARCOS, CA

Past

February 28, 1990 - April 5, 1991

RICHEY FINANCIAL GROUP, INC.

CRD#: 17113

FULLERTON, CA

Past

February 27, 1989 - February 27, 1990

JRL CAPITAL CORPORATION

CRD#: 10225

IRVINE, CA

Past

July 13, 1988 - August 5, 1988

BOARDWALK CAPITAL CORPORATION

CRD#: 10279

Past

April 29, 1980 - October 6, 1982

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

January 30, 1973 - March 22, 1990

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

June 16, 1971 - February 26, 1973

INCENTIVE INVESTMENTS, INC.

CRD#: 3977

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE MANAGEMENT GROUP INC

CRD#: 104707 / SEC#: 801-28023

RIA

Registered Investment Advisory firm - (9/26/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 6/10/1971

Registered Representative Examination

Current Firm

PRIVATE MANAGEMENT GROUP INC

CRD#: 104707 / SEC#: 801-28023

RIA

Registered Investment Advisory firm - (9/26/1986 Approved)

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Contact information

Main Address

15635 Alton Parkway Suite 400, Irvine, CA 92618

Mailing Address

Phone number

(949) 752-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B (1/14/2026)

Regulatory assets under management

Total Number of Accounts	6,784
AUM (Assets Under Management)	$ 4,515,879,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William H. Kimbrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REGENCY SECURITIES, INC.

WESTPORT FINANCIAL SERVICES, L.L.C.

LAGUNA SECURITIES, INC.

WEALTH RESOURCE CAPITAL CORPORATION

DOLPHIN SECURITIES, INC.

RICHEY FINANCIAL GROUP, INC.

JRL CAPITAL CORPORATION

BOARDWALK CAPITAL CORPORATION

SOUTHMARK FINANCIAL SERVICES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

INCENTIVE INVESTMENTS, INC.

Primary Firm SEC Registration

PRIVATE MANAGEMENT GROUP INC

State Registrations and Notice Filings

Exams

Series 1

Date: 6/10/1971

Current Firm

PRIVATE MANAGEMENT GROUP INC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE MANAGEMENT GROUP INC

TRUST BUT VERIFY

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