Christopher C. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Charles Wood, who also goes by Chris Wood, Christopher Wood, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 4 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2025 - July 8, 2026
MISCHLER FINANCIAL GROUP, INC.
October 31, 2023 - January 2, 2025
SOUTHSTATE SECURITIES CORP.
May 9, 2023 - October 20, 2023
ALAMO CAPITAL
June 1, 2020 - June 7, 2022
ICE BONDS SECURITIES CORPORATION
April 3, 2006 - June 3, 2020
TMC BONDS L.L.C.
June 30, 2003 - March 20, 2006
MUNICIPAL PARTNERS, LLC
June 16, 1997 - August 24, 2000
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
