AR
Anthony C. Reiner
STIFEL, NICOLAUS & COMPANY
New York, NY 10019
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CRD#: 2695644
AR
Professional summary
Anthony Christopher Reiner, who also goes by Tony Reiner, Anthony Reiner, is a registered financial professional currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1996. Anthony has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tony Reiner | Anthony Reiner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Anthony Christopher Reiner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2026 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 787 7th Avenue, New York, NY 10019RIA
BD
CRD#: 793
New York, NY
Past
June 16, 2016 - February 4, 2026
OSCAR GRUSS & SON INCORPORATED
BD
CRD#: 2091
NEW YORK, NY
Past
March 4, 2013 - April 13, 2016
IMPERIAL CAPITAL, LLC
BD
CRD#: 43744
NEW YORK, NY
Past
July 6, 2010 - December 6, 2012
CANTOR FITZGERALD & CO.
BD
CRD#: 134
NEW YORK, NY
Past
January 13, 2009 - July 6, 2010
DOMINICK & DICKERMAN LLC
BD
CRD#: 7344
NEW YORK, NY
Past
September 9, 2008 - December 19, 2008
ACCESS SECURITIES, LLC
BD
CRD#: 22455
NEW YORK, NY
Past
August 1, 2006 - January 23, 2007
SANDERS MORRIS LLC
BD
CRD#: 20580
NEW YORK, NY
Past
June 29, 2004 - June 30, 2005
HMC INVESTMENTS, LLC
BD
CRD#: 40581
BIRMINGHAM, AL
Past
August 2, 2000 - February 1, 2001
BOSTON PARTNERS SECURITIES, L.L.C.
BD
CRD#: 2998
BOSTON, MA
Past
July 3, 2000 - August 3, 2000
TRADITION SECURITIES AND DERIVATIVES LLC
BD
CRD#: 28269
NEW YORK, NY
Past
September 23, 1997 - July 3, 2000
ASIEL & CO. LLC
BD
CRD#: 1112
NEW YORK, NY
Past
March 11, 1996 - September 11, 1997
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/5/2026)
RR
Alaska(5/11/2026)
RR
California(5/5/2026)
RR
Colorado(5/7/2026)
RR
Connecticut(5/6/2026)
RR
Delaware(5/5/2026)
RR
District of Columbia(5/13/2026)
RR
Florida(5/6/2026)
RR
Georgia(5/6/2026)
RR
Idaho(5/6/2026)
RR
Illinois(5/11/2026)
RR
Indiana(5/6/2026)
RR
Iowa(5/6/2026)
RR
Kansas(5/5/2026)
RR
Kentucky(5/8/2026)
RR
Louisiana(5/5/2026)
RR
Maine(5/5/2026)
RR
Minnesota(5/5/2026)
RR
Mississippi(5/7/2026)
RR
Missouri(5/5/2026)
RR
Montana(5/8/2026)
RR
Nebraska(5/13/2026)
RR
Nevada(5/6/2026)
RR
New Hampshire(5/6/2026)
RR
New Jersey(5/14/2026)
RR
New Mexico(5/7/2026)
RR
New York(5/4/2026)
RR
North Carolina(5/6/2026)
RR
North Dakota(5/12/2026)
RR
Ohio(5/6/2026)
RR
Oklahoma(5/11/2026)
RR
Oregon(5/14/2026)
RR
Pennsylvania(5/6/2026)
RR
Rhode Island(5/6/2026)
RR
South Carolina(5/6/2026)
RR
South Dakota(5/5/2026)
RR
Tennessee(5/12/2026)
RR
Texas(5/6/2026)
RR
Vermont(5/5/2026)
RR
Virgin Islands(5/8/2026)
RR
Virginia(5/7/2026)
RR
Washington(5/5/2026)
RR
Wisconsin(5/5/2026)
RR
Wyoming(5/5/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/6/2008
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 180 |
| Civil Event | 2 |
| Arbitration | 61 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
