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AR

Anthony C. Reiner

Some features on this profile are disabled
CRD#: 2695644
AR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Christopher Reiner, who also goes by Tony Reiner, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1996. Anthony had worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tony Reiner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 16, 2016 - February 4, 2026

OSCAR GRUSS & SON INCORPORATED

BD
CRD#: 2091
NEW YORK, NY
Past

March 4, 2013 - April 13, 2016

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
NEW YORK, NY
Past

July 6, 2010 - December 6, 2012

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

January 13, 2009 - July 6, 2010

DOMINICK & DICKERMAN LLC

BD
CRD#: 7344
NEW YORK, NY
Past

September 9, 2008 - December 19, 2008

ACCESS SECURITIES, LLC

BD
CRD#: 22455
NEW YORK, NY
Past

August 1, 2006 - January 23, 2007

SANDERS MORRIS LLC

BD
CRD#: 20580
NEW YORK, NY
Past

June 29, 2004 - June 30, 2005

HMC INVESTMENTS, LLC

BD
CRD#: 40581
BIRMINGHAM, AL
Past

August 2, 2000 - February 1, 2001

BOSTON PARTNERS SECURITIES, L.L.C.

BD
CRD#: 2998
BOSTON, MA
Past

July 3, 2000 - August 3, 2000

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
NEW YORK, NY
Past

September 23, 1997 - July 3, 2000

ASIEL & CO. LLC

BD
CRD#: 1112
NEW YORK, NY
Past

March 11, 1996 - September 11, 1997

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/13/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 10/6/2008
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/8/1996
General Securities Representative Examination

Current Firm

OG
OSCAR GRUSS & SON INCORPORATED
CHURCHILL CAPITAL NY | OSCAR GRUSS & SON, INCORPORATED | OSCAR GRUSS & SON INCORPORATED | MAKOR OG NY

CRD#: 2091 / SEC#: , 8-22371

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
10 East 53rd Street 17th Floor, New York, NY 10022
Mailing Address
10 East 53rd Street 17th Floor, New York, NY 10022
Phone number
(212) 419-4000
Established
New York since 10/03/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MAKOR PARTNERS LIMITEDSHAREHOLDER
ANREDER, LAURA ELLENCHIEF EXECUTIVE OFFICER1325698
LANDAU, DANIELLECHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER / FINOP4671417

Disclosures

Regulatory Event26
Arbitration5
Judgment/Lien13

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OSCAR GRUSS & SON INCORPORATED

CRD#: 2091

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