Walter B. Girnis
Professional summary
Walter Brian Girnis is a registered financial advisor currently at FAITHWARD ADVISORS, LLC located in Vestal, New York and OSAIC WEALTH, INC. located in Vestal, New York.
Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Walter has worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Walter Brian Girnis's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2024 - Present
FAITHWARD ADVISORS, LLC
Office #1: 4100 Vestal Road, Suite 105, Vestal, NY 13850October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 4100 Vestal Road Suite 105, Vestal, NY 13850January 6, 2022 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
August 7, 2015 - August 1, 2018
IBN FINANCIAL SERVICES, INC.
March 5, 2015 - August 12, 2015
MML INVESTORS SERVICES, LLC
December 3, 2012 - April 7, 2014
IBN FINANCIAL SERVICES, INC.
October 28, 2011 - September 28, 2012
MSI FINANCIAL SERVICES, INC.
September 26, 2011 - September 28, 2012
MSI FINANCIAL SERVICES, INC.
January 24, 2011 - September 22, 2011
NATIONWIDE SECURITIES, LLC
January 24, 2011 - September 22, 2011
NATIONWIDE SECURITIES, LLC
December 14, 2009 - December 6, 2010
WADDELL & REED
January 25, 2008 - November 11, 2009
QUESTAR ASSET MANAGEMENT, INC.
January 23, 2008 - November 11, 2009
QUESTAR CAPITAL CORPORATION
July 18, 2005 - January 25, 2008
LPL FINANCIAL LLC
November 27, 2002 - July 5, 2005
EDWARD JONES
December 22, 2000 - November 20, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 26, 1996 - September 6, 2000
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
FAITHWARD ADVISORS, LLC
CRD#: 116978 / SEC#: 801-61471
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2024)
(11/8/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FAITHWARD ADVISORS, LLC
CRD#: 116978 / SEC#: 801-61471
Contact information
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,052 |
| AUM (Assets Under Management) | $ 906,004,988 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 12/26/2024 | ||
| 09/28/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FAITHWARD ADVISORS, LLC
CRD#: 116978Vestal, NY 13850TRUST BUT VERIFY
Monitor Walter Girnis
Get automatic monthly alerts on: