Bob Bassari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bob Bassari, who also goes by Robert Bassari, was a registered financial professional .
Bob is a previously registered financial professional and started their career in finance in 1996. Bob had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2016 - December 31, 2018
GREAT POINT ADVISORS LLC
October 21, 2016 - October 12, 2018
GREAT POINT CAPITAL LLC
October 13, 2015 - June 2, 2016
CETERA INVESTMENT ADVISERS LLC
September 17, 2015 - June 2, 2016
SUMMIT BROKERAGE SERVICES, INC.
July 18, 2013 - November 13, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
July 18, 2013 - September 29, 2015
J.P. TURNER & COMPANY, L.L.C.
November 10, 2011 - July 18, 2013
CL WEALTH MANAGEMENT LLC
November 10, 2011 - July 18, 2013
ALLIED BEACON PARTNERS, INC.
October 22, 2008 - September 30, 2011
WORKMAN SECURITIES CORPORATION
October 22, 2008 - September 30, 2011
WORKMAN SECURITIES CORPORATION
April 21, 2008 - October 22, 2008
BROKERSXPRESS LLC
April 17, 2008 - October 22, 2008
BROKERSXPRESS LLC
April 11, 2006 - April 9, 2008
CETERA WEALTH SERVICES, LLC
October 3, 2005 - April 9, 2008
CETERA WEALTH SERVICES, LLC
September 8, 2004 - September 30, 2005
VALIC FINANCIAL ADVISORS, INC.
September 8, 2004 - September 30, 2005
VALIC FINANCIAL ADVISORS, INC.
January 27, 2004 - April 28, 2004
BANC ONE SECURITIES CORPORATION
January 27, 2004 - April 28, 2004
BANC ONE SECURITIES CORPORATION
September 24, 2003 - January 9, 2004
CITICORP INVESTMENT SERVICES
September 24, 2003 - January 9, 2004
CITICORP INVESTMENT SERVICES
June 24, 2003 - September 19, 2003
VERAVEST INVESTMENTS, INC.
October 24, 2001 - June 17, 2003
CETERA WEALTH SERVICES, LLC
May 25, 2001 - June 17, 2003
CETERA WEALTH SERVICES, LLC
September 11, 1996 - May 25, 2001
DREHER & ASSOCIATES, INC.
January 25, 1996 - August 16, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT POINT ADVISORS LLC
CRD#: 164554 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
