Jeffrey J. Mills
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Johnathan Mills was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1996. Jeffrey had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2002 - June 27, 2002
WORLDCO, L.L.C.
April 17, 2001 - September 4, 2001
WORLDCO, L.L.C.
October 7, 1998 - February 1, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 7, 1998 - October 7, 1998
MONY SECURITIES CORPORATION
October 8, 1996 - August 18, 1997
GKN SECURITIES CORP.
July 8, 1996 - October 22, 1996
LEGEND MERCHANT GROUP, INC.
March 28, 1996 - July 17, 1996
MONITOR INVESTMENT GROUP, INC.
March 12, 1996 - March 21, 1996
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/12/2000
Limited Representative-Equity Trader ExamCurrent Firm
WORLDCO, L.L.C.
CRD#: 24673 / SEC#: , 8-41285
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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