ST
Shannon E. Truman
HOMESTEAD ADVISERS
Spring, TX
Some features on this profile are disabled
CRD#: 2695386
ST
Professional summary
Shannon Erika Truman, CFP®, who also goes by Shannon Erika Heath, is a registered financial advisor currently at HOMESTEAD ADVISERS CORP. located in Spring, Texas and HOMESTEAD FINANCIAL SERVICES CORP. located in Arlington, Virginia.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Shannon has worked at 6 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shannon Erika Heath
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Cynthia Woods Mitchell Pavillion, Nonprofit dedicated to the cultural enrichment of the community, not investment related, 2005 Lake Robbins Drive, position- Usher, start date - 06/2010, 10 hours per month April-September.
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Erika Truman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 10, 2024 - Present
HOMESTEAD ADVISERS CORP.
RIA
CRD#: 109845
Spring, TX
Current
January 13, 2025 - Present
HOMESTEAD FINANCIAL SERVICES CORP.
Office #1: 4301 Wilson Boulevard, Arlington, VA 22203BD
CRD#: 26643
Arlington, VA
Past
September 5, 2018 - March 27, 2024
BRASADA CAPITAL MANAGEMENT, LP
RIA
CRD#: 147775
Houston, TX
Past
July 29, 2002 - January 27, 2004
AIM PRIVATE ASSET MANAGEMENT
RIA
CRD#: 109264
HOUSTON, TX
Past
April 16, 1999 - January 27, 2004
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Past
February 6, 1996 - April 16, 1999
FUND MANAGEMENT COMPANY
BD
CRD#: 25585
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HOMESTEAD ADVISERS CORP.
HOMESTEAD ADVISERS CORP. | RE ADVISERS CORPORATION
CRD#: 109845 / SEC#: 801-37391
RIA
Registered Investment Advisory firm - (9/21/1990 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(12/10/2024)
RR
Alabama(1/31/2025)
IAR
Alaska(12/10/2024)
RR
Alaska(1/31/2025)
IAR
Arizona(12/24/2024)
RR
Arizona(2/6/2025)
IAR
Arkansas(12/10/2024)
RR
Arkansas(1/31/2025)
IAR
California(12/10/2024)
RR
California(1/31/2025)
IAR
Colorado(12/10/2024)
RR
Colorado(1/13/2025)
IAR
Connecticut(12/10/2024)
RR
Connecticut(1/31/2025)
IAR
Delaware(12/10/2024)
RR
Delaware(1/31/2025)
RR
District of Columbia(1/13/2025)
IAR
District of Columbia(1/27/2025)
IAR
Florida(1/2/2025)
RR
Florida(1/13/2025)
IAR
Georgia(12/26/2024)
RR
Georgia(1/31/2025)
IAR
Hawaii(12/10/2024)
RR
Hawaii(1/31/2025)
IAR
Idaho(12/10/2024)
RR
Idaho(1/23/2025)
IAR
Illinois(12/10/2024)
RR
Illinois(1/31/2025)
IAR
Indiana(12/10/2024)
RR
Indiana(1/31/2025)
IAR
Iowa(12/10/2024)
RR
Iowa(1/31/2025)
IAR
Kansas(12/10/2024)
RR
Kansas(1/31/2025)
IAR
Kentucky(12/10/2024)
RR
Kentucky(1/31/2025)
RR
Louisiana(1/13/2025)
IAR
Louisiana(1/16/2025)
IAR
Maine(12/10/2024)
RR
Maine(1/31/2025)
IAR
Maryland(12/10/2024)
RR
Maryland(1/13/2025)
RR
Massachusetts(1/31/2025)
IAR
Massachusetts(2/19/2025)
IAR
Michigan(12/10/2024)
RR
Michigan(1/31/2025)
IAR
Minnesota(12/10/2024)
RR
Minnesota(1/31/2025)
IAR
Mississippi(12/10/2024)
RR
Mississippi(1/31/2025)
IAR
Missouri(12/10/2024)
RR
Missouri(1/31/2025)
IAR
Montana(12/10/2024)
RR
Montana(1/31/2025)
IAR
Nebraska(12/10/2024)
RR
Nebraska(1/31/2025)
IAR
Nevada(12/10/2024)
RR
Nevada(1/31/2025)
IAR
New Hampshire(12/10/2024)
RR
New Hampshire(1/31/2025)
IAR
New Jersey(12/11/2024)
RR
New Jersey(1/31/2025)
IAR
New Mexico(12/12/2024)
RR
New Mexico(1/31/2025)
RR
New York(1/31/2025)
IAR
North Carolina(12/10/2024)
RR
North Carolina(1/31/2025)
IAR
North Dakota(12/16/2024)
RR
North Dakota(1/31/2025)
IAR
Ohio(12/11/2024)
RR
Ohio(1/31/2025)
IAR
Oklahoma(12/10/2024)
RR
Oklahoma(1/31/2025)
IAR
Oregon(12/10/2024)
RR
Oregon(2/11/2025)
IAR
Pennsylvania(12/10/2024)
RR
Pennsylvania(1/31/2025)
IAR
Puerto Rico(12/10/2024)
RR
Puerto Rico(1/13/2025)
IAR
Rhode Island(12/10/2024)
RR
Rhode Island(1/31/2025)
IAR
South Carolina(12/10/2024)
RR
South Carolina(1/31/2025)
IAR
South Dakota(12/11/2024)
RR
South Dakota(1/31/2025)
RR
Tennessee(1/31/2025)
IAR
Texas(12/10/2024)
RR
Texas(1/31/2025)
IAR
Utah(12/11/2024)
RR
Utah(1/31/2025)
IAR
Vermont(12/11/2024)
RR
Vermont(1/31/2025)
IAR
Virgin Islands(12/11/2024)
RR
Virgin Islands(1/31/2025)
IAR
Virginia(12/10/2024)
RR
Virginia(1/31/2025)
IAR
Washington(12/10/2024)
RR
Washington(1/31/2025)
IAR
West Virginia(12/12/2024)
RR
West Virginia(1/31/2025)
IAR
Wisconsin(12/10/2024)
RR
Wisconsin(1/31/2025)
IAR
Wyoming(12/10/2024)
RR
Wyoming(1/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/13/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HOMESTEAD ADVISERS CORP.
HOMESTEAD ADVISERS CORP. | RE ADVISERS CORPORATION
CRD#: 109845 / SEC#: 801-37391
RIA
Registered Investment Advisory firm - (9/21/1990 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Wilson Blvd., Arlington, VA 22203-1860
Mailing Address
Phone number
866-673-2299/800-258-3030
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 7,735,038,928 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
