Robert J. Vitale
Professional summary
Robert John Vitale was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Robert had worked at 6 firms, which includes LH ROSS & COMPANY INC., G.T. JEFFERS & COMPANY LLC, J.P. TURNER & COMPANY L.L.C., PREFERRED SECURITIES GROUP INC., LCP CAPITAL CORP., SHAMROCK PARTNERS LTD.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2002 - August 6, 2004
LH ROSS & COMPANY, INC.
January 11, 2002 - January 29, 2002
G.T. JEFFERS & COMPANY, LLC
June 1, 2001 - October 19, 2001
J.P. TURNER & COMPANY, L.L.C.
March 17, 1999 - June 11, 2001
PREFERRED SECURITIES GROUP, INC.
January 28, 1999 - March 19, 1999
LCP CAPITAL CORP.
July 16, 1998 - January 20, 1999
SHAMROCK PARTNERS, LTD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LH ROSS & COMPANY, INC.
CRD#: 37920 / SEC#: , 8-47990
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LH ROSS HOLDING CORP. | PARENT COMPANY | |
| MICHELIN, FRANKLYN ROSS | PRESIDENT | 2459180 |
Disclosures
| Regulatory Event | 31 |
| Arbitration | 15 |
Red Flags
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